DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pearl Planning
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Genevieve Margaret Guys | Advisory Services Network independent RIA | Pearl Planning independent RIA | RIA to RIA | Oct 31, 2025 | Jan 6, 2026 (67 d) |
| Melissa Nicole Joy | Stephens Consulting, LLC independent RIA | Pearl Planning no RAUM | RIA to a newly registered adviser | Aug 7, 2025 | Jul 16, 2025 |
| Toni Marie Wander | Stephens Consulting, LLC independent RIA | Pearl Planning no RAUM | RIA to a newly registered adviser | Aug 7, 2025 | Jul 16, 2025 |
| Alexa Jo Kane | Stephens Consulting, LLC independent RIA | Pearl Planning no RAUM | RIA to a newly registered adviser | Aug 7, 2025 | Jul 16, 2025 |
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4 moves match.