DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wafd Wealth, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Emily E Schwartz | Morgan Stanley wirehouse | Wafd Wealth, Inc no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 23, 2025 | Oct 10, 2025 |
| Anabelle Jimeno | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wafd Wealth, Inc no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 5, 2025 | Aug 29, 2025 |
| Ka Leung Law | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wafd Wealth, Inc no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 4, 2025 | Aug 29, 2025 |
| Janiece D Collopy | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wafd Wealth, Inc no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 4, 2025 | Aug 29, 2025 |
| John Francis Chavez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wafd Wealth, Inc no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 2, 2025 | Sep 2, 2025 |
| Robert Campbell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wafd Wealth, Inc no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 2, 2025 | Aug 29, 2025 |
| Loren Nicole Sanchez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wafd Wealth, Inc independent RIA | Wirehouse to independent RIA | Aug 13, 2025 | Mar 31, 2026 (230 d) |
| Elizabeth Lynn Parris | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wafd Wealth, Inc no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 1, 2023 | Aug 1, 2025 (731 d) |
| Michael Joseph Thompson | Hornor, Townsend & Kent, LLC other | Wafd Wealth, Inc independent RIA | Other | Jan 20, 2012 | Feb 11, 2026 (5136 d) |
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9 moves match.