DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tectonic Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steve Mangold | Sanders Morris LLC independent RIA | Tectonic Capital Advisors, LLC no RAUM | RIA to a newly registered adviser | Feb 6, 2026 | Dec 17, 2025 |
| Juaquin Gabriel Arellano | Tectonic Advisors LLC independent RIA | Tectonic Capital Advisors, LLC no RAUM | RIA to a newly registered adviser | Jan 8, 2026 | Dec 17, 2025 |
| Arthur Haag Sherman | Privus Financial, LLC independent RIA | Tectonic Capital Advisors, LLC no RAUM | RIA to a newly registered adviser | Jan 17, 2019 | Dec 18, 2025 (2527 d) |
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3 moves match.