DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Blue Horizon Equity, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Russell R Wingate | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2026 | Jun 24, 2026 |
| Tricia Liller | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2026 | Jul 1, 2026 |
| Janice Marguerite Cobb | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 25, 2026 | Jun 24, 2026 |
| Christopher Michael Bryan | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 25, 2026 | Jun 24, 2026 |
| Scot Arthur Regner | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 25, 2026 | Jun 30, 2026 |
| Thomas K Queri | Cambridge Investment Research Advisors, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 24, 2026 | Jun 18, 2026 |
| Ernest Fulton Cave | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 24, 2026 | Jul 1, 2026 |
| Jeffrey Cohen Hartman | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 22, 2026 | May 28, 2026 |
| Kevin Harold Dempsey | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 | May 28, 2026 |
| Robert Joseph St. George | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 | May 22, 2026 |
| Thomas Robert Beam | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 | May 26, 2026 |
| Paul Murdock Green | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 | Jun 3, 2026 |
| Robert Louis Sansone | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 | Jun 25, 2026 (35 d) |
| Brian David Wright | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 | Jun 3, 2026 |
| Stuart Impey | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 | May 28, 2026 |
| Daniel Joseph Abel | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 | May 28, 2026 |
| Richard Thomas Collins | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 | May 22, 2026 |
| Granville Joseph Knowles | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 | May 29, 2026 |
| Reagan David Wright | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 | May 29, 2026 |
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19 moves match.