DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Thompson Davis Asset Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Louis G FratesWealthcare Capital Management LLC independent RIAThompson Davis Asset Management independent RIARIA to RIAMar 29, 2019Mar 28, 2019
Michael Donovan JacksonHambledon, LLC unclassifiedThompson Davis Asset Management otherOtherApr 15, 2015Jan 21, 2015
Louis David DworskyPlatinum Wealth Partners otherThompson Davis Asset Management otherOtherAug 21, 2014Aug 19, 2014
Brant Christopher JonesDavenport & Company LLC otherThompson Davis Asset Management otherOtherAug 12, 2013Aug 19, 2013
Andrews Lord BrowneBb&T Asset Management, Inc. unclassifiedThompson Davis Asset Management otherOtherJun 9, 2005Aug 6, 2012 (2615 d)
Jesse Franklin GoinsRBC Capital Markets, LLC national BDThompson Davis Asset Management otherOtherJul 11, 2002Feb 9, 2007 (1674 d)
William Dale DavisRBC Capital Markets, LLC national BDThompson Davis Asset Management otherOtherJul 11, 2002Feb 9, 2007 (1674 d)
Matthew Henry DanielRBC Capital Markets, LLC national BDThompson Davis Asset Management otherOtherJul 11, 2002Oct 15, 2008 (2288 d)
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8 moves match.