DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Leader Capital Corp.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Andrew Barausky | Invesco Advisers, Inc. asset manager | Leader Capital Corp. asset manager | Other | Jun 4, 2019 | Oct 7, 2019 (125 d) |
| Eric Michael Kellar | Wellesley Asset Management, Inc. mixed wealth | Leader Capital Corp. asset manager | Other | Aug 9, 2018 | Oct 11, 2018 (63 d) |
| Soren Milo Erickson | Paracle Advisors LLC other | Leader Capital Corp. other | Other | May 24, 2016 | Aug 18, 2015 |
| James Rohn | Invesco Advisers, Inc. other | Leader Capital Corp. other | Other | Jul 14, 2014 | Aug 1, 2014 |
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4 moves match.