DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at S.G. Long & Company
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Hays | Osaic Wealth, Inc. BD affiliated | S.G. Long & Company state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 29, 2025 | Aug 12, 2025 |
| Daniel W Nelson | Personal Capital Advisors Corporation independent RIA | S.G. Long & Company state registered | RIA to a state-registered adviser | Sep 28, 2018 | Mar 11, 2019 (164 d) |
| David Albert Peppenger | Wells Fargo Advisors wirehouse | S.G. Long & Company state registered | Wirehouse to a state-registered adviser | Jun 29, 2016 | Jan 5, 2018 (555 d) |
| Kenneth Lowell Freseman | RBC Capital Markets, LLC national BD | S.G. Long & Company state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 9, 2014 | Jan 16, 2018 (1225 d) |
| Timothy Bryan Stansbury | Wells Fargo Advisors wirehouse | S.G. Long & Company state registered | Wirehouse to a state-registered adviser | May 15, 2014 | Dec 21, 2020 (2412 d) |
| Thomas John Adolph | Waddell & Reed other | S.G. Long & Company state registered | Other | Aug 30, 2005 | Aug 29, 2005 |
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6 moves match.