DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ntb Advisors, A Division Of Ntb Financial Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Steven Ray Hinkle	Dynasty Capital Management, Inc unclassified	Ntb Advisors, A Division Of Ntb Financial Corporation other	Other	Jun 30, 2016	Jul 30, 2015
Richard Keith Hazelbaker	Dynasty Capital Management, Inc unclassified	Ntb Advisors, A Division Of Ntb Financial Corporation other	Other	Jan 4, 2016	Sep 30, 2015
John Michael Convery	Dynasty Capital Management, Inc unclassified	Ntb Advisors, A Division Of Ntb Financial Corporation other	Other	Dec 31, 2015	Dec 11, 2015
Timothy A Szymanski	Dynasty Capital Management, Inc unclassified	Ntb Advisors, A Division Of Ntb Financial Corporation other	Other	Dec 31, 2015	Aug 11, 2015
Lynn Probst	Dynasty Capital Management, Inc unclassified	Ntb Advisors, A Division Of Ntb Financial Corporation other	Other	Dec 31, 2015	Nov 12, 2015
Douglas J Roller	Dynasty Capital Management, Inc unclassified	Ntb Advisors, A Division Of Ntb Financial Corporation other	Other	Dec 17, 2015	Dec 28, 2015
Joshua L Millard	Dynasty Capital Management, Inc unclassified	Ntb Advisors, A Division Of Ntb Financial Corporation other	Other	Dec 17, 2015	Dec 28, 2015
Duane Ariel Smith	Stifel, Nicolaus & Company, Incorporated national BD	Ntb Advisors, A Division Of Ntb Financial Corporation other	Other	Mar 24, 2014	Mar 24, 2014
Stacie R Craddock	Sii Investments, Inc. other	Ntb Advisors, A Division Of Ntb Financial Corporation other	Other	Aug 6, 2012	Feb 19, 2014 (562 d)
Walter Ray Lasley	LPL Financial LLC other	Ntb Advisors, A Division Of Ntb Financial Corporation other	Other	Jan 6, 2012	Feb 7, 2012 (32 d)
Zenas Norman Gurley	Zenas N. Gurley unclassified	Ntb Advisors, A Division Of Ntb Financial Corporation other	Other	Dec 7, 2004	Apr 27, 2004
Loal Gene Wilson	Transamerica Financial Advisors, LLC other	Ntb Advisors, A Division Of Ntb Financial Corporation other	Other	Oct 28, 2004	Jan 10, 2005 (74 d)
Robert Joseph Melchor	Chapman Securities, Inc. unclassified	Ntb Advisors, A Division Of Ntb Financial Corporation other	Other	Aug 11, 2004	Dec 1, 2004 (112 d)
Ronald Lee Smith	Chapman Securities, Inc. unclassified	Ntb Advisors, A Division Of Ntb Financial Corporation other	Other	Aug 11, 2004	Dec 1, 2004 (112 d)

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14 moves match.