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Advisors to call now

A newly filed adviser they own, or a new outside advisory or holding business.

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  1. Cynthia Aragon Brentview Investment Management, LLC, Los Angeles, Ca
    Call-readymixed wealth
    • passed the Series 63 on 2026-05-04 after 25 years in the industry, not as part of a firm licensing class
      2026-05-04 (5 months ago). Across all advisors, 11.8% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
    Timing
    Strong timing
    Value
    $250M+
    Team book $250M to $500M; portable $133M to $236M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    verified business email at brentviewim.com (hunter)

    Missing: the current role; who works with them (team unresolved).

  2. Anthony Rossi Integrated Wealth Advisors, LLC, Bellevue, Wa
    independent RIA
    • is Managing Partner of a newly filed adviser, first filed 2026-02-25, where they are not yet registered: Optimal Tax Asset Management
      2026-02-25 (7 months ago). At independent RIAs, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    $100M+
    Team book $100M to $250M; portable $61M to $109M, revenue at most $5M (transfer share is a judgment)
    Team
    2-person high-confidence team
    Contact
    Direct
    verified business email at integratedwa.com (hunter); LinkedIn profile

    Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).

    Before a call: joined the current firm under a year ago.

  3. Austin Collins Integrated Wealth Advisors, LLC, Bellevue, Wa
    Call-readyindependent RIA
    • owns 50% to 75% of a newly filed adviser, first filed 2026-02-25, where they are not yet registered: Optimal Tax Asset Management
      2026-02-25 (7 months ago). At independent RIAs, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    $100M+
    Team book $100M to $250M; portable $104M to $116M, revenue at most $5M (transfer share is a judgment)
    Team
    2-person high-confidence team
    Contact
    Direct
    verified business email at integratedwa.com (hunter); LinkedIn profile

    Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).

  4. M•••••• D•••••••• W•••• F•••• A•••••••, R•••••• P•
    Call-readywirehouse
    • owns 75% or more of a newly filed adviser, first filed 2026-06-05, where they are not yet registered: G••••••• W••••• M••••••••• L••
      2026-06-05 (4 months ago). At A••, 21.2% with this moved within a year against 4.9% without it (4.3x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Direct
    verified business email at wellsfargoadvisors.com (apollo); LinkedIn profile

    Business ties: Broad: 2 operating or professional businesses, 1 investment vehicle on file. A measure of business ties, not of book size or clients.

    Who else to call: 34 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size.

  5. N•••••• V•••• V•••• I••••••••• I•••, L••• M•••• F•
    Call-readystate-registered adviser
    • is Ceo of a newly filed adviser, first filed 2026-07-20, where they are not yet registered: S• F••••
      2026-07-20 (2 months ago). At A••, 21.2% with this moved within a year against 4.9% without it (4.3x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    $25M+
    Team book $25M to $50M; portable $17M to $30M, revenue at most $500K (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    verified business email at virjiinvestments.com (hunter); LinkedIn profile

    Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).

    Missing: who works with them (team unresolved).

  6. D••••• B•••• W•••• F•••• A•••••••, A••••••• N•
    Call-readybroker-dealer affiliated
    • is F•••••• And C••••••• O•••••• of a newly filed adviser, first filed 2026-04-02, where they are not yet registered: O••••• H••••••• P•••••• W••••• M•••••••••
      2026-04-02 (6 months ago). At B•••••••••, 47.6% with this moved within a year against 5.3% without it (9.0x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Direct
    verified business email at wellsfargo.com (hunter); LinkedIn profile

    Business ties: Extensive: 6 operating or professional businesses, 7 investment vehicles on file. A measure of business ties, not of book size or clients.

    Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; the current role; who works with them (team unresolved).

  7. T•••••• S•••••• O•••••••• F•••••••• S••••••• L••, B••••••••• A•
    independent RIA
    • owns 50% to 75% of a newly filed adviser, first filed 2026-08-24, where they are not yet registered: S••••••••• C•••••• L••
      2026-08-24 (33 days ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    3 move with them
    Contact
    Direct
    published business email at strategencecapital.com (firm_website); LinkedIn profile

    Who else to call: 3 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; who works with them (team unresolved).

    Before a call: practice size.

  8. A•••• C•••• W••• M••••••• A•••••••, H••••••• M•
    independent RIA
    • is M••••••• M••••• of a newly filed adviser, first filed 2025-12-02, where they are not yet registered: T••••••• C•••••• M•••••••••
      2025-12-02 (10 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    3 move with them
    Contact
    Direct
    published business email at westmichiganadvisors.com (firm_website)

    Who else to call: 16 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size.

    Before a call: practice size.

  9. S•••••• T••••• L••••• T••••• A••••••• S•••••••• L••, C••••••••• N•
    Call-readyindependent RIA
    • 22% of this office left for other firms in the last six months (latest 2026-06-12)
      2026-06-12 (4 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    2 move with them
    Contact
    Direct
    verified business email at lindenthomas.com (hunter); LinkedIn profile

    Business ties: Some: 1 operating or professional business, 1 real-estate entity on file. A measure of business ties, not of book size or clients.

    Who else to call: 11 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; the current role; who works with them (team unresolved).

  10. K••• J•••• F••• C•••••• M•••••••••, S• C••••••• M•
    Call-readyindependent RIA
    • owns 25% to 50% of a newly filed adviser, first filed 2026-06-02, where they are not yet registered: S••••••• G•••• C••••••
      2026-06-02 (4 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable; portable at most $1B, revenue at most $10M (transfer share is a judgment)
    Team
    2-person high-confidence team
    Contact
    Direct
    verified business email at fyracapital.com (hunter); LinkedIn profile

    Business ties: Some: 1 operating or professional business on file. A measure of business ties, not of book size or clients.

    Who else to call: 4 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size.

  11. M•••••• A••••••• F••• C•••••• M•••••••••, S•• C••••••• M•
    Call-readyindependent RIA
    • owns 25% to 50% of a newly filed adviser, first filed 2026-06-02, where they are not yet registered: S••••••• G•••• C••••••
      2026-06-02 (4 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable; portable at most $1B, revenue at most $10M (transfer share is a judgment)
    Team
    2-person high-confidence team
    Contact
    Direct
    verified business email at fyracapital.com (hunter)

    Who else to call: 7 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

  12. D••••• D•••• M•••• W••••• M••••••••• L••, N•••••• F•
    independent RIA
    • is M••••••• M••••• of a newly filed adviser, first filed 2026-04-02, where they are not yet registered: W•••••• R••••• • M•••• W••••• M••••••••• L••
      2026-04-02 (6 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    published business email at moranwm.com (firm_website)

    Who else to call: 33 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  13. A••••• N••••••••• P•••••••• R•••••••• A•••••• G••••• I•••, P••• 1•• C••••• C••••••
    independent RIA
    • is C•••• E•••••••• O•••••• of a newly filed adviser, first filed 2026-09-21, where they are not yet registered: F•••••• P•••••• W••••• M••••••••• C••••
      2026-09-21 (5 days ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    published business email at prginc.net (firm_website)

    Before a call: practice size.

  14. L•••• G•••• T•• M••••• G••••• L••, B••••••••• T•
    independent RIA
    • owns 75% or more of a newly filed adviser, first filed 2026-08-22, where they are not yet registered: P•••• O•• P•••••• W•••••
      2026-08-22 (35 days ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    verified business email at themathergroup.com (apollo); LinkedIn profile

    Who else to call: 3 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; who works with them (team unresolved).

    Before a call: practice size.

  15. J•••• Z••• W•••• F•••• A•••••••, I••••••••• I•
    broker-dealer affiliated
    • owns 75% or more of a newly filed adviser, first filed 2026-08-20, where they are not yet registered: F•••• W••••• M••••••••• L••
      2026-08-20 (37 days ago). At B•••••••••, 47.6% with this moved within a year against 5.3% without it (9.0x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    verified business email at wellsfargo.com (hunter); LinkedIn profile

    Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; the current role; who works with them (team unresolved).

    Before a call: practice size.

  16. J••••• M••••• L••••• W••••• M••••••••• L••, B••••• I•
    independent RIA
    • owns 75% or more of a newly filed adviser, first filed 2026-07-21, where they are not yet registered: A••••• P•••••• W••••• L••
      2026-07-21 (2 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    verified business email at legacywealthmg.com (hunter); LinkedIn profile

    Who else to call: 13 related advisors, 9 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; who works with them (team unresolved).

    Before a call: practice size.

  17. E••• N••••• D••••••• S••••••••• L••, N•• Y•••• N•
    broker-dealer affiliated
    • is P•••••••• of a newly filed adviser, first filed 2026-06-30, where they are not yet registered: D••••••• I• L••
      2026-06-30 (3 months ago). At B•••••••••, 47.6% with this moved within a year against 5.3% without it (9.0x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    verified business email at dominarisecurities.com (apollo); LinkedIn profile

    Who else to call: 17 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  18. K••• R•• K•• A••••••• S••••••• L••, C••••••••• T•
    independent RIA
    • owns 75% or more of a newly filed adviser, first filed 2026-06-29, where they are not yet registered: R•• F•••••••• P•••••••
      2026-06-29 (3 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    published business email at lpl.com (firm_website)

    Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  19. D••• B•••••••• F•••• F••••••••, M••••••••• M•
    independent RIA
    • owns 75% or more of a newly filed adviser, first filed 2026-06-24, where they are not yet registered: B••••••••• I••••••••• L••
      2026-06-24 (3 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    verified business email at focusfinancial.com (hunter); LinkedIn profile

    Before a call: practice size.

  20. W•••••• G•••• W••••• W•••• A•••••••• I••, E••••••••• C•
    independent RIA
    • owns 50% to 75% of a newly filed adviser, first filed 2026-06-22, where they are not yet registered: S•••••••• F••••• I•••
      2026-06-22 (3 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    verified business email at wealthwatchadvisors.com (apollo); LinkedIn profile

    Before a call: practice size.

  21. D•••• S•••••• W••••• W•••• A•••••••• I••, E••••••••• C•
    independent RIA
    • owns 50% to 75% of a newly filed adviser, first filed 2026-06-22, where they are not yet registered: S•••••••• F••••• I•••
      2026-06-22 (3 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    verified business email at wealthwatchadvisors.com (apollo); LinkedIn profile

    Business ties: Some: 1 operating or professional business on file. A measure of business ties, not of book size or clients.

    Missing: a usable practice size; who works with them (team unresolved).

    Before a call: practice size.

  22. J••••• K••• H•• W••••• A•••••••, L•• A••••••• C•
    independent RIA
    • owns 75% or more of a newly filed adviser, first filed 2026-06-03, where they are not yet registered: K••• A•••• M•••••••••
      2026-06-03 (4 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    published business email at hcrwealth.com (firm_website); LinkedIn profile

    Who else to call: 14 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: joined the current firm under a year ago.

  23. M••••••• A•••• F••• C•••••• M•••••••••, F•••••• T•
    independent RIA
    • owns 25% to 50% of a newly filed adviser, first filed 2026-06-02, where they are not yet registered: S••••••• G•••• C••••••
      2026-06-02 (4 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable; portable at most $1B, revenue at most $10M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    verified business email at fyracapital.com (hunter)

    Before a call: joined the current firm under a year ago.

  24. R••••• S••• S•••• D••• • H••••• L••, H••••••••• N•
    Call-readymixed wealth
    • owns 75% or more of a newly filed adviser, first filed 2026-04-30, where they are not yet registered: S••• D••• • H•••• H•••••••• I••
      2026-04-30 (5 months ago). At A••, 21.2% with this moved within a year against 4.9% without it (4.3x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    published business email at sdh-inc.com (firm_website)
  25. M••• M••••••• P••• V••••• I•••••••••, M••••••• N•
    independent RIA
    • owns 25% to 50% of a newly filed adviser, first filed 2026-03-30, where they are not yet registered: M••••••• C•••••• M••••••••• L••
      2026-03-30 (6 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    verified business email at pinevalleyinvestments.com (hunter)

    Before a call: practice size.

  26. J••••• E•••••• I••••••••• S••••• H•••••••• L••, K••• O• P••••••• P•
    independent RIA
    • is C•••• E•••••••• O•••••• of a newly filed adviser, first filed 2026-02-02, where they are not yet registered: I•• C••••••
      2026-02-02 (8 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    published business email at indsquare.com (firm_website); LinkedIn profile

    Who else to call: 26 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  27. M•••••• T••••• T••••• C•••••• M••••••••• L••, R••••••••• C•
    asset manager
    • owns 25% to 50% of a newly filed adviser, first filed 2025-09-26, where they are not yet registered: T••••• W••••• P••••••• L••
      2025-09-26 (12 months ago). At A••, 21.2% with this moved within a year against 4.9% without it (4.3x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    verified business email at tuttlecap.com (hunter)

    Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  28. J•••• W••• G••••• W•••••, J••••••• M•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band, mainly on conditions measured as going with moving: owner of an adviser first filed in the last year where they are not yet registered; joined the current firm 9 months ago.

    Timing
    Model band only
    Value
    $100M+
    Team book $100M to $250M; portable $79M to $141M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    verified business email at graetzwealth.com (hunter)

    Who else to call: 10 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: a dated reason to call now; joined the current firm under a year ago.

  29. A••• N••••• W•••• F•••• A•••••••, I•••••• C•
    broker-dealer affiliated

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Exceptional band, mainly on conditions measured as going with moving: owner of an adviser first filed in the last year where they are not yet registered.

    Timing
    Model band only
    Value
    Not estimable
    Book not estimable
    Team
    7 move with them
    Contact
    Direct
    verified business email at wellsfargo.com (hunter); LinkedIn profile

    Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; who works with them (team unresolved); a dated reason to call now.

    Before a call: a dated reason to call now; practice size.

  30. A••••• F•••••• A••••••• F•••••••• L••, A•••••••• W•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Highly elevated band on many small effects, none decisive.

    Timing
    Model band only
    Value
    Not estimable
    Book not estimable
    Team
    5 move with them
    Contact
    Direct
    published business email at affiancefinancial.com (firm_website); LinkedIn profile

    Business ties: Broad: 2 operating or professional businesses, 1 investment vehicle, 1 nonprofit or civic board/officer role on file. A measure of business ties, not of book size or clients.

    Who else to call: 3 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; who works with them (team unresolved); a dated reason to call now.

    Before a call: a dated reason to call now; practice size.

  31. C••••••••• S•••••••• O••• B••••• W••••• G•••• L••, S•••••• T•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Exceptional band, mainly on conditions measured as going with moving: owner of an adviser first filed in the last year where they are not yet registered.

    Timing
    Model band only
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    published business email at onyxbridge.com (firm_website); LinkedIn profile

    Business ties: Some: 1 operating or professional business on file. A measure of business ties, not of book size or clients.

    Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; the current role; who works with them (team unresolved); a dated reason to call now.

    Before a call: a dated reason to call now; practice size.

  32. E••• B••••• A••••• A•••••••, D•••••• U•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Highly elevated band.

    Timing
    Model band only
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    verified business email at andinafamilyoffices.com (apollo)

    Business ties: Broad: 2 operating or professional businesses, 1 investment vehicle on file. A measure of business ties, not of book size or clients.

    Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a meaningful reason; who works with them (team unresolved); a dated reason to call now.

    Before a call: a dated reason to call now.

  33. M•••••• M•••• A•••• I••••••••• G••••, P••••• T•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Highly elevated band on many small effects, none decisive.

    Timing
    Model band only
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    direct line printed for this person; LinkedIn profile

    Business ties: Some: 1 operating or professional business on file. A measure of business ties, not of book size or clients.

    Who else to call: 29 related advisors, 29 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; who works with them (team unresolved); a dated reason to call now.

    Before a call: a dated reason to call now; practice size.

  34. F•••••• C••• T••••••••• A•••••••• L••, H••••••• T•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Highly elevated band, mainly on conditions measured as going with moving: 1.2 years at the current firm.

    Timing
    Model band only
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    verified business email at transglobaladvisory.com (apollo)

    Business ties: Broad: 2 operating or professional businesses, 1 real-estate entity on file. A measure of business ties, not of book size or clients.

    Missing: a usable practice size; who works with them (team unresolved); a dated reason to call now.

    Before a call: a dated reason to call now; practice size.

  35. D••••• P•••••• S••••••••• I•••••••••, B••••• K•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Highly elevated band, mainly on conditions measured as going with moving: joined the current firm 10 months ago.

    Timing
    Model band only
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    published business email at stirlingshire.com (firm_website)

    Business ties: Some: 2 operating or professional businesses on file. A measure of business ties, not of book size or clients.

    Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; who works with them (team unresolved); a dated reason to call now.

    Before a call: a dated reason to call now; practice size; joined the current firm under a year ago.

  36. M•••••• S•••••••• C••• C•••••• M••••••••• L•••, C••••••••• O•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band, mainly on conditions measured as going with moving: owner of an adviser first filed in the last year where they are not yet registered.

    Timing
    Model band only
    Value
    Not estimable
    Book not estimable; portable at most $250M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    published business email at crewcapital.com (firm_website)

    Who else to call: 11 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: a dated reason to call now.

  37. S•••• S••••••• T•• I••••••••• A•••• M••••••••• L••, P•••••••• O•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Exceptional band, mainly on conditions measured as going with moving: owner of an adviser first filed in the last year where they are not yet registered.

    Timing
    Model band only
    Value
    Not estimable
    Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    verified business email at tru-ind.com (apollo); LinkedIn profile

    Who else to call: 13 related advisors, 13 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; the current role; who works with them (team unresolved); a dated reason to call now.

    Before a call: a dated reason to call now.

  38. C•••••• M•••••••• M••••• S••••••, P••• B••••• F•
    wirehouse

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band, mainly on conditions measured as going with moving: joined the current firm 12 months ago.

    Timing
    Model band only
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    verified business email at morganstanley.com (hunter)

    Business ties: Some: 1 investment vehicle on file. A measure of business ties, not of book size or clients.

    Who else to call: 7 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: a dated reason to call now; practice size.

  39. H••••• S•••••• W••••• W•••• A•••••••• I••, S•• A••••••• T•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Exceptional band, mainly on conditions measured as going with moving: owner of an adviser first filed in the last year where they are not yet registered.

    Timing
    Model band only
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    verified business email at wealthwatchpartners.com (apollo); LinkedIn profile

    Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; who works with them (team unresolved); a dated reason to call now.

    Before a call: a dated reason to call now; practice size.

  40. J••• H••••• V•••••• I••••••••• M•••••••••, C••••••• I•
    mixed wealth

    No dated fact on this record clears DFX’s evidence bar.

    Timing
    Nothing current
    Value
    $250M+
    Team book $500M to $1B; portable $393M to $700M, revenue at most $10M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    published business email at vestgen.com (firm_website); LinkedIn profile

    Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: a dated reason to call now.

1 to 40 of 52Next

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