Advisors to call nowHow this list is builtEvery reason is a filed fact with its date: an office that lost its people, someone who moved firms with this advisor before and has just left, a newly filed adviser they own, an exam just passed. Beside each is how often advisors with the same fact moved within a year, for their own firm where the history is large enough, otherwise their channel.Timing, practice size, team and contact are shown separately and never added up. The order is timing first, then size, then team, then how recent the fact is, then how reachable the advisor is. None of this is a statement that anyone plans to leave.
Anything dated in the last 90 days, measured or not.
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- Deanna Moore First Command Advisory Services, Fort Worth, Txbroker-dealer affiliated
- passed an adviser exam (S66) on 2026-08-03 after 39 years in the industry, not as part of a same-week firm licensing class2026-08-03 (54 days ago). At broker-dealer affiliated firms, 8.8% with this moved within a year against 5.3% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
- Adam Godino Sb Advisory, LLC, Atlanta, Gaindependent RIA
- passed an adviser exam (S65) on 2026-08-03 after 8 years in the industry, not as part of a same-week firm licensing class2026-08-03 (54 days ago). At independent RIAs, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
- Kaitlyn Cuscaden Principal Securities, Inc., Austin, Txbroker-dealer affiliated
- passed an adviser exam (S66) on 2026-08-01 after 7 years in the industry, not as part of a same-week firm licensing class2026-08-01 (56 days ago). At broker-dealer affiliated firms, 8.8% with this moved within a year against 5.3% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
- A•••••• H•••••• E• W••••• A•••••••, T•••••••• C•independent RIA
- passed an adviser exam (S65) on 2026-08-01 after 9 years in the industry, not as part of a same-week firm licensing class2026-08-01 (56 days ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- D•••• B•••• E•••••••• A•••••••• L••, I•••••• C•broker-dealer affiliated
- passed an adviser exam (S66) on 2026-07-31 after 3 years in the industry, not as part of a same-week firm licensing class2026-07-31 (57 days ago). At E••••••••, 12.9% with this moved within a year against 8.1% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- inferred email (firm style, deliverability sampled) at equitable.com
Who else to call: 26 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- C••• F•• O•••• P•••••••• S••••••••• L••, O••••• N•platform or SMA manager
- passed an adviser exam (S65) on 2026-07-31 after 6 years in the industry, not as part of a same-week firm licensing class2026-07-31 (57 days ago). At A••, 7.2% with this moved within a year against 4.9% without it (1.5x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
- M•••••• B••••••••• Z••• D•• C•••••• E••••••••• L••, C••••••• S••••••• C•independent RIA
- passed the Series 65 on 2026-07-30 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer2026-07-30 (58 days ago). At I•••••••••, 10.1% with this moved within a year against 5.4% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
- A•••••• M••••••• P•• W••••• M•••••••••, C••••••• I•bank affiliated
- passed an adviser exam (S65) on 2026-07-27 after 17 years in the industry, not as part of a same-week firm licensing class2026-07-27 (2 months ago). At B•••••••••, 10.3% with this moved within a year against 7.5% without it (1.4x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- inferred email (firm style, deliverability sampled) at pnc.com
Before a call: practice size; joined the current firm under a year ago.
- S••••• H•••• W••••••••• R••••••••• A•••••••, A•••• V••••• C•institutional manager
- passed an adviser exam (S65) on 2026-07-25 after 4 years in the industry, not as part of a same-week firm licensing class2026-07-25 (2 months ago). At A••, 7.8% with this moved within a year against 4.9% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- G•••• H••••• I••••••••• F•••••••• P•••••••, J••••••• T•broker-dealer affiliated
- passed an adviser exam (S66) on 2026-07-24 after 4 years in the industry, not as part of a same-week firm licensing class2026-07-24 (2 months ago). At B•••••••••, 9.6% with this moved within a year against 5.3% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
- C••••••••• B••••• C•••••••• F••••••••• I•••, L•• V••••• N•broker-dealer affiliated
- passed an adviser exam (S66) on 2026-07-24 after 30 years in the industry, not as part of a same-week firm licensing class2026-07-24 (2 months ago). At B•••••••••, 8.8% with this moved within a year against 5.3% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
- J•••• S•••••• H•••••• I••••••••• I•••, F••••••••• W•broker-dealer affiliated
- passed an adviser exam (S66) on 2026-07-23 after 13 years in the industry, not as part of a same-week firm licensing class2026-07-23 (2 months ago). At B•••••••••, 8.8% with this moved within a year against 5.3% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 11 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- C••••• C•••••••• T••••••••• F•••••••• A•••••••• L••, E•••••• N•broker-dealer affiliated
- passed an adviser exam (S66) on 2026-07-23 after 20 years in the industry, not as part of a same-week firm licensing class2026-07-23 (2 months ago). At B•••••••••, 8.8% with this moved within a year against 5.3% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- inferred email (firm style, deliverability sampled) at tfaconnect.com
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- L••• F•••• E•••••••• A•••••••• L••, S••• L••• C•••• U•broker-dealer affiliated
- passed an adviser exam (S65) on 2026-07-23 after 2 years in the industry, not as part of a same-week firm licensing class2026-07-23 (2 months ago). At E••••••••, 12.9% with this moved within a year against 8.1% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- inferred email (firm style, deliverability sampled) at equitable.com
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- N•••• P••••• N•• A••••••• S••••••• I••, L••• B••••• C•independent RIA
- passed an adviser exam (S66) on 2026-07-22 after 5 years in the industry, not as part of a same-week firm licensing class2026-07-22 (2 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- B•••••• V•••••• H•••••• T••••••• • K•••• L••, W•••••• W•broker-dealer affiliated
- passed an adviser exam (S65) on 2026-07-22 after 4 years in the industry, not as part of a same-week firm licensing class2026-07-22 (2 months ago). At B•••••••••, 9.6% with this moved within a year against 5.3% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
- D••••• T••••••••• O••••••• B•• W••••• P•••••••, E••••• I•independent RIA
- passed an adviser exam (S65) on 2026-07-21 after 3 years in the industry, not as part of a same-week firm licensing class2026-07-21 (2 months ago). At I•••••••••, 9.4% with this moved within a year against 5.4% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- G••• B•••••• V•••• F•••••••• A•••••••• I•••, A•••••• T•broker-dealer affiliated
- passed an adviser exam (S65) on 2026-07-21 after 3 years in the industry, not as part of a same-week firm licensing class2026-07-21 (2 months ago). At B•••••••••, 9.6% with this moved within a year against 5.3% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 11 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- J•••• H••• K••••• A••••••• S•••••••• L••, A•••••• T•broker-dealer affiliated
- 1 prior co-move teammate left the firm for another firm, most recently on 2026-07-21. null went to O••••2026-07-21 (2 months ago). At B•••••••••, 10.4% with this moved within a year against 5.3% without it (2.0x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).R•••••• F••••• to O••••
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- L••• C••••• A•••• P••••••••• A•••••••• L••, A••••••• G•platform or SMA manager
- passed an adviser exam (S65) on 2026-07-21 after 39 years in the industry, not as part of a same-week firm licensing class2026-07-21 (2 months ago). At A••, 7.2% with this moved within a year against 4.9% without it (1.5x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- P•••• B••••••••• M••••• S••••••, C•••••••• O•wirehouse
- passed an adviser exam (S66) on 2026-07-20 after 5 years in the industry, not as part of a same-week firm licensing class2026-07-20 (2 months ago). At M••••• S••••••, 7.1% with this moved within a year against 3.7% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- measured at this firm
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- inferred email (firm style, deliverability sampled) at morganstanley.com
Who else to call: 16 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- T••••• D•••••• M•• F•••••••• S•••••••• I•••, N•••• C•••••• O•broker-dealer affiliated
- passed an adviser exam (S65) on 2026-07-20 after 5 years in the industry, not as part of a same-week firm licensing class2026-07-20 (2 months ago). At B•••••••••, 8.8% with this moved within a year against 5.3% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- provider email, not verified at the firm's domain; firm contact form or inbox
Before a call: practice size.
- D••••• I•••••••• N••• C•••••••••, B••• R••••• F•broker-dealer affiliated
- passed an adviser exam (S66) on 2026-07-20 after 29 years in the industry, not as part of a same-week firm licensing class2026-07-20 (2 months ago). At B•••••••••, 8.8% with this moved within a year against 5.3% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
- A••••• D•••• E•••••••• A•••••••• L••, D•••••• T•broker-dealer affiliated
- passed an adviser exam (S65) on 2026-07-20 after 8 years in the industry, not as part of a same-week firm licensing class2026-07-20 (2 months ago). At E••••••••, 12.9% with this moved within a year against 8.1% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- inferred email (firm style, deliverability sampled) at equitable.com
Before a call: practice size; joined the current firm under a year ago.
- J••••••• A•••• I••••••••• I••••••••• S•••••••• I••, A••••• L••• M•mixed wealth
- passed an adviser exam (S65) on 2026-07-19 after 4 years in the industry, not as part of a same-week firm licensing class2026-07-19 (2 months ago). At A••, 7.8% with this moved within a year against 4.9% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- C•••••• P•••••••• C•••••••• I••••••••• R••••••• A•••••••• I•••, H••• V•••••• M•broker-dealer affiliated
- passed an adviser exam (S66) on 2026-07-17 after 5 years in the industry, not as part of a same-week firm licensing class2026-07-17 (2 months ago). At B•••••••••, 8.8% with this moved within a year against 5.3% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- provider email, not verified at the firm's domain; firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
- D••••• G••••• M•••• F•••••••• A•••••••, A••••••••• G•broker-dealer affiliated
- passed an adviser exam (S66) on 2026-07-16 after 6 years in the industry, not as part of a same-week firm licensing class2026-07-16 (2 months ago). At B•••••••••, 8.8% with this moved within a year against 5.3% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- N••••••• L••••••• W•••• I••••••••• A•••••••• L••, N•••••••• N•other adviser
- passed an adviser exam (S65) on 2026-07-15 after 11 years in the industry, not as part of a same-week firm licensing class2026-07-15 (2 months ago). At A••, 7.2% with this moved within a year against 4.9% without it (1.5x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- C••••• B••• M•• F•••••••• S•••••••• I•••, G••••••••• I•broker-dealer affiliated
- passed an adviser exam (S65) on 2026-07-15 after 2 years in the industry, not as part of a same-week firm licensing class2026-07-15 (2 months ago). At B•••••••••, 9.6% with this moved within a year against 5.3% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm main line; firm contact form or inbox
Business ties: Some: 2 operating or professional businesses on file. A measure of business ties, not of book size or clients.
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
- H••••••• Q••••• T• P•••••• C••••• W••••• L••, V•••••• V•bank affiliated
- passed an adviser exam (S65) on 2026-07-13 after 4 years in the industry, not as part of a same-week firm licensing class2026-07-13 (3 months ago). At B•••••••••, 10.3% with this moved within a year against 7.5% without it (1.4x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
- A•••• T••••• T• P•••••• C••••• W••••• L••, V•••••• V•bank affiliated
- passed an adviser exam (S65) on 2026-07-13 after 4 years in the industry, not as part of a same-week firm licensing class2026-07-13 (3 months ago). At B•••••••••, 10.3% with this moved within a year against 7.5% without it (1.4x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- catch-all email (domain accepts every address, unverifiable) at td.com; firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
- A•••••••• B••••••••• A••••••• I••••••••• S••••••••• G••••• L••, E••••• I•broker-dealer affiliated
- passed an adviser exam (S66) on 2026-07-13 after 3 years in the industry, not as part of a same-week firm licensing class2026-07-13 (3 months ago). At B•••••••••, 9.6% with this moved within a year against 5.3% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- M••••• S•••••• C•••••••• G••••• M•••••• I•••, B••••• N•bank affiliated
- 1 prior co-move teammate left the firm for another firm, most recently on 2026-07-13. null went to U••2026-07-13 (3 months ago). At B•••••••••, 14.7% with this moved within a year against 7.5% without it (2.0x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).L••• R•••••• to U••
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- provider email, not verified at the firm's domain
Before a call: practice size.
- T••• H••••• T•• A•••••••• I•••, M•••••• M•broker-dealer affiliated
- passed an adviser exam (S66) on 2026-07-13 after 29 years in the industry, not as part of a same-week firm licensing class2026-07-13 (3 months ago). At B•••••••••, 8.8% with this moved within a year against 5.3% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- provider email, not verified at the firm's domain; firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
- H•••• A•••••• S••••• A•••••••• L••, P•••••••• C•independent RIA
- passed an adviser exam (S66) on 2026-07-13 after 27 years in the industry, not as part of a same-week firm licensing class2026-07-13 (3 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 25 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- J••••• I••••••••• V•••• F•••••••• A•••••••• I•••, O••••••• F•broker-dealer affiliated
- passed an adviser exam (S66) on 2026-07-13 after 8 years in the industry, not as part of a same-week firm licensing class2026-07-13 (3 months ago). At B•••••••••, 8.8% with this moved within a year against 5.3% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 13 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- K•••••• C••• K••••• A••••••• S•••••••• L••, A•••••• T•broker-dealer affiliated
- passed an adviser exam (S66) on 2026-07-11 after 2 years in the industry, not as part of a same-week firm licensing class2026-07-11 (3 months ago). At B•••••••••, 9.6% with this moved within a year against 5.3% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Before a call: practice size.
- K••• R••••••• M••••• S••••••, P•••••• I•wirehouse
- passed an adviser exam (S65) on 2026-07-10 after 5 years in the industry, not as part of a same-week firm licensing class2026-07-10 (3 months ago). At M••••• S••••••, 7.1% with this moved within a year against 3.7% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- measured at this firm
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- inferred email (firm style, deliverability sampled) at morganstanley.com
Who else to call: 27 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- S•••••• M•••••• W•••• F•••• A•••••••, C••••••• I•wirehouse
- passed an adviser exam (S66) on 2026-07-10 after 5 years in the industry, not as part of a same-week firm licensing class2026-07-10 (3 months ago). At W•••• F••••, 9.5% with this moved within a year against 5.3% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- measured at this firm
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- provider email, not verified at the firm's domain
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- A••• A•••••• E•••••••• A•••••••• L••, R••••••••• N•broker-dealer affiliated
- passed an adviser exam (S66) on 2026-07-10 after 26 years in the industry, not as part of a same-week firm licensing class2026-07-10 (3 months ago). At E••••••••, 12.9% with this moved within a year against 8.1% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- inferred email (firm style, deliverability sampled) at equitable.com
Who else to call: 53 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
The advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.