DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Randall Alan Fisher

Osaic Wealth, Inc.BD affiliatedUlysses, Ksdual registrantIAPD 3229906

Feed of 09/14/2026

Also filed as Randy Fisher

At current firm

0 y

since Jul 21, 2026

In the industry

20 y

since Jan 25, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Jul 21, 2026 · Ulysses, Ks
Kestra Advisory Services, LLC BD affiliated
May 1, 2023 to Jul 21, 2026 · Garden City, Ks
Cornerstone Wealth Management, LLC independent RIA
Mar 22, 2019 to May 1, 2023 · Garden City, Ks
Independent Financial Partners BD affiliated
Aug 24, 2017 to May 2, 2019 · Garden City, Ks
United Capital Management Of Kansas, Inc. independent RIA
Jan 9, 2014 to Dec 6, 2017 · Garden City, Ks
Wells Fargo Advisors wirehouse
Jan 1, 2008 to Oct 22, 2009 · Garden City, Ks
A. G. Edwards & Sons, Inc. unclassified
Jan 25, 2006 to Jan 1, 2008 · Garden City, Ks

Moves

a registration end followed by a registration begin elsewhere

Kestra Advisory Services, LLC to Osaic Wealth, Inc.
left Jul 21, 2026, registered Jul 21, 2026 (0 days) · Affiliated broker-dealer or bank to another
Cornerstone Wealth Management, LLC to Kestra Advisory Services, LLC
left May 1, 2023, registered May 1, 2023 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
Independent Financial Partners to Cornerstone Wealth Management, LLC
left May 2, 2019, registered Mar 22, 2019 (-41 days) · Affiliated broker-dealer or bank to independent RIA
United Capital Management Of Kansas, Inc. to Independent Financial Partners
left Dec 6, 2017, registered Aug 24, 2017 (-104 days) · Other
Wells Fargo Advisors to United Capital Management Of Kansas, Inc.
left Oct 22, 2009, registered Jan 9, 2014 (1540 days) · Other
A. G. Edwards & Sons, Inc. to Wells Fargo Advisors
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

Randall Alan Fisher left Kestra Advisory Services, Llc for Osaic Wealth, Inc. (registered 2026-07-21)
Jul 21, 2026 · Advisor changed firm · fact
Randall Alan Fisher left Cornerstone Wealth Management, Llc for Kestra Advisory Services, Llc (registered 2023-05-01)
May 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address