Advisors to call now

A newly filed adviser they own, or a new outside advisory or holding business.

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Size:$250M+$100M+$25M+Contact:Direct Professional Firm level Call-ready only

Fernando Pou Tlg Advisors, Inc., Miami, Fl
broker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Highly elevated band, mainly on conditions measured as going with moving: joined the current firm 10 months ago.
Timing
Model band only
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm main line; firm contact form or inbox
Business ties: Some: 2 operating or professional businesses on file. A measure of business ties, not of book size or clients.
Missing: a usable practice size; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now; practice size; joined the current firm under a year ago.
Brock Adams Symmetry Partners, Glastonbury, Ct
independent RIA
No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Highly elevated band, mainly on conditions measured as going with moving: 1.8 years at the current firm.
Timing
Model band only
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm main line; firm contact form or inbox
Business ties: Some: 1 operating or professional business, 1 investment vehicle on file. A measure of business ties, not of book size or clients.
Missing: a usable practice size; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now; practice size.
Geoffrey Tully J.P. Morgan Securities LLC, Jersey City, Nj
wirehouse
No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band, mainly on conditions measured as going with moving: joined the current firm 11 months ago; 4 prior firm moves.
Timing
Model band only
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Business ties: Some: 2 operating or professional businesses on file. A measure of business ties, not of book size or clients.
Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; practice size; a contact route; joined the current firm under a year ago.
D••••• R••••••• M•••••• L••••• P•••••• F••••• • S•••• I•••••••••, J•••••• • F•
wirehouse
No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band, mainly on conditions measured as going with moving: 1.1 years at the current firm.
Timing
Model band only
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Business ties: Broad: 3 operating or professional businesses, 1 company board seat on file. A measure of business ties, not of book size or clients.
Before a call: a dated reason to call now; practice size; a contact route.
C••••• G••••••• E•• P•••••• W••••• M••••••••• ••••••••• C••••, M••••• F•
mixed wealth
No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Highly elevated band, mainly on conditions measured as going with moving: owner of an adviser first filed in the last year where they are not yet registered.
Timing
Model band only
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found (only unverified leads)
Business ties: Some: 2 operating or professional businesses, 1 company board seat on file. A measure of business ties, not of book size or clients.
Who else to call: 7 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; a contact route; the current role; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now; practice size; a contact route.
J••• H••••• V•••••• I••••••••• M•••••••••, C••••••• I•
mixed wealth
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
$250M+
Team book $500M to $1B; portable at most $1B, revenue at most $10M (transfer share is a judgment)
Team
No team seen
Contact
Direct
published business email at vestgen.com (firm_website); LinkedIn profile
Before a call: a dated reason to call now.
J••• K•• N•••• O•• C•••••• M••••••••• L••, G••••••••• C•
independent RIA
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
$250M+
Team book $1B+
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: a dated reason to call now.
G••• S•••••••• C•••••••• W••••• S••••••••• L••, C••••••• I•
state-registered adviser
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
$25M+
Team book $25M to $50M; portable at most $50M, revenue at most $500K (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: a dated reason to call now.
G•••• S••••••• O•••••••• F•••••••• S••••••• L••, B••••••••• A•
independent RIA
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
6 move with them
Contact
Direct
published business email at strategencecapital.com (firm_website); LinkedIn profile
Before a call: a dated reason to call now; practice size.
T••••• S•••• O•••••••• F•••••••• S••••••• L••, B••••••••• A•
independent RIA
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
5 move with them
Contact
Direct
published business email at strategencecapital.com (firm_website); LinkedIn profile
Before a call: a dated reason to call now; practice size.
D••••• C•••• J••• M••••• S••••••••• L••, W••••••• V••••••• C•
wirehouse
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at jpmorgan.com
Business ties: Some: 1 investment vehicle on file. A measure of business ties, not of book size or clients.
Before a call: a dated reason to call now; practice size.
J•••• N••• F•••••••• T•••••••••, G••••••••• N•
independent RIA
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Business ties: Extensive: 4 operating or professional businesses, 3 real-estate entities, 1 investment vehicle on file. A measure of business ties, not of book size or clients.
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; practice size.
B•••• S•••••••• C•••••••• F••••••••• I•••, S••••••••• A•
broker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: a dated reason to call now; practice size; joined the current firm under a year ago.
M•••••• T•••• S•••• D••• • H••••• L••, B•••••••• W•
mixed wealth
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Before a call: a dated reason to call now; a contact route.
R•••••• C••• V•••• W••••• P•••••••• L••, N•• Y•••• N•
independent RIA
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
verified business email at veriswp.com (hunter)
Who else to call: 9 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now.
Z•••••• M••••• I••••••••• S••••• H•••••••• L••, K••• O• P••••••• P•
independent RIA
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at indsquare.com (firm_website); LinkedIn profile
Who else to call: 2 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; practice size.
M•••••• W••••• P••• V••••• I•••••••••, M••••••• N•
independent RIA
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at pinevalleyinvestments.com (firm_website); LinkedIn profile
Before a call: a dated reason to call now; practice size.
B•••• F•••••••• A•••••• C••••••• L••, N•• Y•••• N•
independent RIA
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
verified business email at avestarcapital.com (hunter); LinkedIn profile
Before a call: a dated reason to call now; practice size.
M•••••• M••••• P••• V••••• I•••••••••, M••••••• N•
independent RIA
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at pinevalleyinvestments.com (firm_website); LinkedIn profile
Before a call: a dated reason to call now; practice size.
W•••••• L••••••• T•••• A•••••••• W••••• A•••••••• L••, S•••••• N•
state-registered adviser
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at totalalignmentwealth.com (firm_website)
Before a call: a dated reason to call now; practice size.
N••••••• L•••••• P••• V••••• I•••••••••, M••••••• N•
independent RIA
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
verified business email at pinevalleyinvestments.com (hunter); LinkedIn profile
Before a call: a dated reason to call now; practice size.
J••••• D••••• P••• V••••• I•••••••••, M••••••• N•
independent RIA
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at pinevalleyinvestments.com (firm_website); LinkedIn profile
Before a call: a dated reason to call now; practice size.
H•••• M•••• P••• V••••• I•••••••••, M••••••• N•
independent RIA
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at pinevalleyinvestments.com (firm_website); LinkedIn profile
Before a call: a dated reason to call now; practice size.
C••••••••• O•••••• P••• V••••• I•••••••••, M••••••• N•
independent RIA
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at pinevalleyinvestments.com (firm_website); LinkedIn profile
Before a call: a dated reason to call now; practice size.
C•••••• T••••• A•••• W••••• F••••• L••, C••••••• I•
mixed wealth
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile
Business ties: Some: 2 investment vehicles on file. A measure of business ties, not of book size or clients.
Before a call: a dated reason to call now; practice size.
N••••• A•••• W•• P•••••••• L••, T•••••• M•
FORMER_SEC_ADVISER
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Before a call: a dated reason to call now.
J•••• C••• W••••• E••••••••• A••••••• S•••••••• L••, P•••••••• M•
independent RIA
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; practice size.
J••• C••• A••••••• W••••• M••••••••• L••, A•••••••• F•
independent RIA
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile
Before a call: a dated reason to call now; practice size.
J•••• J••• J••• M••••• S••••••••• L••, S•• A••••••• T•
wirehouse
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at jpmorgan.com
Business ties: Some: 1 investment vehicle on file. A measure of business ties, not of book size or clients.
Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; practice size; joined the current firm under a year ago.
C••••••••• Z••• C•• I••••••••• L•••, H••••••• T•
asset manager
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: a dated reason to call now; practice size.
A••••• Z••••••• A••• I••••••••• P••••••• L•, N•• Y•••• N•
asset manager
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: a dated reason to call now; practice size.
H••••• R••••••••• U•• F•••••••• S••••••• I•••, B••• R••••• F•
wirehouse
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at ubs.com
Business ties: Some: 1 investment vehicle, 1 nonprofit or civic board/officer role on file. A measure of business ties, not of book size or clients.
Before a call: a dated reason to call now; practice size.
K••• T••• J••• M••••• S••••••••• L••, B••••••••• M•
wirehouse
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at jpmorgan.com
Business ties: Broad: 1 operating or professional business, 1 real-estate entity, 1 investment vehicle on file. A measure of business ties, not of book size or clients.
Before a call: a dated reason to call now; practice size.
N••• N••• W•••• F•••• A•••••••, G••••••••• C•
wirehouse
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Business ties: Broad: 2 operating or professional businesses, 1 real-estate entity, 1 investment vehicle on file. A measure of business ties, not of book size or clients.
Who else to call: 3 related advisors, 3 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; practice size; a contact route.
C•••••• B••••••• W•••• F•••• A•••••••, B•• C•••• T•
wirehouse
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Business ties: Some: 1 investment vehicle on file. A measure of business ties, not of book size or clients.
Before a call: a dated reason to call now; practice size; a contact route.
B••••• B•••• N••••• A•••• M••••••••• L••, C••••••••• O•
state-registered adviser
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; practice size; a contact route; joined the current firm under a year ago.
W•••••• S•••••• I••••• C••••••• L••, S•• F••••••••• C•
asset manager
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Before a call: a dated reason to call now; practice size; a contact route; joined the current firm under a year ago.
M•••••• S••••••• J••• M••••• S••••••••• L••, O•••• U•
wirehouse
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Business ties: Some: 1 operating or professional business, 1 company board seat on file. A measure of business ties, not of book size or clients.
Before a call: a dated reason to call now; practice size; a contact route; joined the current firm under a year ago.
J•••• P•••••• J••• M••••• S••••••••• L••, N•• Y•••• N•
wirehouse
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Business ties: Broad: 2 operating or professional businesses, 1 investment vehicle, 1 company board seat on file. A measure of business ties, not of book size or clients.
Before a call: a dated reason to call now; practice size; a contact route.
J••• T••••• I•••• A••••••• L••, H••••••• C•
no RAUM reported
No dated fact on this record clears DFX’s evidence bar.
Timing
Nothing current
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Before a call: a dated reason to call now; practice size; a contact route; joined the current firm under a year ago.

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