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Advisors to call now

Offices that lost 20% or more of their advisors in 180 days.

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  1. Jamie Brunner Benjamin F. Edwards & Company, Incorporated, Decatur, Il
    broker-dealer affiliated
    • 33% of this office left for other firms in the last six months (latest 2026-06-30)
      2026-06-30 (3 months ago). At broker-dealer affiliated firms, 11.2% with this moved within a year against 5.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    2-person high-confidence team
    Contact
    Unresolved
    no contact route found

    Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size; a contact route.

  2. Todd Brunner Benjamin F. Edwards & Company, Incorporated, Decatur, Il
    broker-dealer affiliated
    • 33% of this office left for other firms in the last six months (latest 2026-06-30)
      2026-06-30 (3 months ago). At broker-dealer affiliated firms, 11.2% with this moved within a year against 5.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    2-person high-confidence team
    Contact
    Unresolved
    no contact route found

    Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size; a contact route.

  3. Amy Raisman Janney Montgomery Scott LLC, Ft. Lauderdale, Fl
    broker-dealer affiliated
    • this office went from 10 to 7 registered advisors over the last year, with 3 leaving for other firms (latest 2026-06-29)
      2026-06-29 (3 months ago). At broker-dealer affiliated firms, 12.5% with this moved within a year against 5.3% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 11 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size; a contact route.

  4. W•••••• S••••• J••••• M••••••••• S•••• L••, F•• L••••••••• F•
    broker-dealer affiliated
    • this office went from 10 to 7 registered advisors over the last year, with 3 leaving for other firms (latest 2026-06-29)
      2026-06-29 (3 months ago). At B•••••••••, 12.5% with this moved within a year against 5.3% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size; a contact route.

  5. A••••• S••••• N••••••••• M••••• I••••••••• S•••••••••, M••••••••• W•
    no RAUM reported
    • this office went from 8 to 6 registered advisors over the last year, with 2 leaving for other firms (latest 2026-06-26)
      2026-06-26 (3 months ago). At A••, 13.7% with this moved within a year against 4.9% without it (2.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    2-person named team
    Contact
    Direct
    published business email at nm.com (adapter:northwestern_mutual)

    Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  6. T•••• C••• O••••••••• S••••••••• I•••, H•••••• A•
    broker-dealer affiliated
    • 33% of this office left for other firms in the last six months (latest 2026-06-26)
      2026-06-26 (3 months ago). At B•••••••••, 11.2% with this moved within a year against 5.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size; a contact route.

  7. J••••• B••••• A••••• A•• P••••••• S•••••••, L•• A••••••• C•
    broker-dealer affiliated
    • 20% of this office left for other firms in the last six months (latest 2026-06-22)
      2026-06-22 (3 months ago). At B•••••••••, 11.2% with this moved within a year against 5.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Before a call: practice size; a contact route.

  8. B•••• M•••••• U•• F•••••••• S••••••• I•••, S•••••••• F•
    wirehouse
    • 24% of this office left for other firms in the last six months (latest 2026-06-16)
      2026-06-16 (3 months ago). At U••, 12.8% with this moved within a year against 5.5% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    measured at this firm
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Firm level
    catch-all email (domain accepts every address, unverifiable) at ubs.com

    Business ties: Broad: 2 operating or professional businesses, 1 real-estate entity, 1 nonprofit or civic board/officer role on file. A measure of business ties, not of book size or clients.

    Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  9. J•••• B••••• L•••••• U•• F•••••••• S••••••• I•••, S•••••••• F•
    wirehouse
    • 24% of this office left for other firms in the last six months (latest 2026-06-16)
      2026-06-16 (3 months ago). At U••, 12.8% with this moved within a year against 5.5% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    measured at this firm
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 8 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size; a contact route.

  10. J•••• M••••• N••••••• A•••••••, R•••••• P•
    independent RIA
    • this office went from 8 to 6 registered advisors over the last year, with 2 leaving for other firms (latest 2026-06-15)
      2026-06-15 (3 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    L••••••• profile; professional profile page

    Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).

  11. C••••••••• B•••• N••••••• A•••••••, R•••••• P•
    independent RIA
    • this office went from 8 to 6 registered advisors over the last year, with 2 leaving for other firms (latest 2026-06-15)
      2026-06-15 (3 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: a contact route.

  12. T••••• K••••• O•••• W•••••• I•••, B••••••••• M•
    broker-dealer affiliated
    • this office went from 11 to 8 registered advisors over the last year, with 5 leaving for other firms (latest 2026-06-12)
      2026-06-12 (4 months ago). At B•••••••••, 12.5% with this moved within a year against 5.3% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 8 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size; a contact route.

  13. D••••• G••••• N••••••••• M••••• I••••••••• S•••••••••, S••••••• W•
    no RAUM reported
    • this office went from 15 to 10 registered advisors over the last year, with 6 leaving for other firms (latest 2026-06-10)
      2026-06-10 (4 months ago). At A••, 13.7% with this moved within a year against 4.9% without it (2.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    2-person named team
    Contact
    Direct
    published business email at nm.com (adapter:northwestern_mutual); LinkedIn profile

    Who else to call: 9 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  14. M•••••• O••••• N••••••••• M••••• I••••••••• S•••••••••, S••••••• W•
    no RAUM reported
    • this office went from 15 to 10 registered advisors over the last year, with 6 leaving for other firms (latest 2026-06-10)
      2026-06-10 (4 months ago). At A••, 13.7% with this moved within a year against 4.9% without it (2.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    2-person named team
    Contact
    Direct
    published business email at nm.com (adapter:northwestern_mutual)

    Who else to call: 9 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  15. P••••• G••••••••• E••••••• I••••••••• P••••••• L••, B••••••• M•
    other adviser
    • 20% of this office left for other firms in the last six months (latest 2026-06-09)
      2026-06-09 (4 months ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    professional profile page

    Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  16. J••••• S•••••••• E••••••• I••••••••• P••••••• L••, B••••••• M•
    other adviser
    • 20% of this office left for other firms in the last six months (latest 2026-06-09)
      2026-06-09 (4 months ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    professional profile page

    Who else to call: 7 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  17. J•••••• J•••• M•• I•••••••• S•••••••• L••, J••••••••• F•
    broker-dealer affiliated
    • 20% of this office left for other firms in the last six months (latest 2026-06-05)
      2026-06-05 (4 months ago). At M••••••••• ••••, 16.8% with this moved within a year against 5.6% without it (3.0x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).

    Before a call: practice size; a contact route.

  18. M•••••• G•••••• C• P••••••• C•••, P•••••••• O•
    independent RIA
    • 20% of this office left for other firms in the last six months (latest 2026-06-02)
      2026-06-02 (4 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 25 related advisors, 25 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: practice size; a contact route.

  19. B•••• B••••••• B••••••••• W•••••, L••••••• N•
    independent RIA
    • 20% of this office left for other firms in the last six months (latest 2026-05-28)
      2026-05-28 (4 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable; portable at most $1B, revenue at most $10M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).

    Before a call: a contact route.

  20. M•••••• M••••• W•••••• S••••••••• I•••, J••••••• F•
    broker-dealer affiliated
    • 20% of this office left for other firms in the last six months (latest 2026-05-22)
      2026-05-22 (4 months ago). At B•••••••••, 11.2% with this moved within a year against 5.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Firm level
    firm contact form or inbox

    Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  21. J••• S••••• U•• F•••••••• S•••••••• I•••, K••••• C•••• M•
    bank affiliated
    • this office went from 18 to 12 registered advisors over the last year, with 2 leaving for other firms (latest 2026-05-12)
      2026-05-12 (5 months ago). At B•••••••••, 15.9% with this moved within a year against 7.5% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable; portable $50M to $500M, revenue $250K to $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    L••••••• profile; provider email at umb.com, not verified

    Before a call: joined the current firm under a year ago.

  22. R••• B••• A••••• A•••••••, L••••• U•
    independent RIA
    • this office went from 11 to 6 registered advisors over the last year, with 5 leaving for other firms (latest 2026-04-08)
      2026-04-08 (6 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    2-person high-confidence team
    Contact
    Direct
    verified business email at andinaadvisors.com (hunter)

    Who else to call: 6 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

  23. T••••• D•••• A••••• A•••••••, L••••• U•
    independent RIA
    • this office went from 11 to 6 registered advisors over the last year, with 5 leaving for other firms (latest 2026-04-08)
      2026-04-08 (6 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    2-person high-confidence team
    Contact
    Direct
    verified business email at andinaadvisors.com (hunter)

    Who else to call: 5 related advisors, 4 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

  24. D••••• C•••••••• N•••••• I•••, M••••••••• M•
    independent RIA
    • this office went from 15 to 9 registered advisors over the last year, with 6 leaving for other firms (latest 2026-04-07)
      2026-04-07 (6 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    verified business email at nepsis.com (hunter); LinkedIn profile

    Who else to call: 23 related advisors, 23 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  25. K••• O••••••••• N•••••• I•••, M••••••••• M•
    independent RIA
    • this office went from 15 to 9 registered advisors over the last year, with 6 leaving for other firms (latest 2026-04-07)
      2026-04-07 (6 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    L••••••• profile; professional profile page

    Who else to call: 21 related advisors, 21 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  26. D•••••• C••• Y••• I•• L••, S•• G•••••• U•
    independent RIA
    • 20% of this office left for other firms in the last six months (latest 2026-04-06)
      2026-04-06 (6 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size; a contact route; joined the current firm under a year ago.

  27. M•••••• S•••••••• S•••••••• A•••••••• L••, P••••••• N•
    broker-dealer affiliated
    • 20% of this office left for other firms in the last six months (latest 2026-03-30)
      2026-03-30 (6 months ago). At B•••••••••, 11.2% with this moved within a year against 5.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    L••••••• profile

    Who else to call: 3 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  28. G••••• S•••••• S•••••••• A•••••••• L••, P••••••• N•
    broker-dealer affiliated
    • 20% of this office left for other firms in the last six months (latest 2026-03-30)
      2026-03-30 (6 months ago). At B•••••••••, 11.2% with this moved within a year against 5.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 3 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: practice size; a contact route.

  29. R••• H•••••• F••••••••• F•••••••• P•••••••, S••••••• W•
    independent RIA
    • 20% of this office left for other firms in the last six months (latest 2026-03-27)
      2026-03-27 (6 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
    Team
    2-person high-confidence team
    Contact
    Professional
    L••••••• profile

    Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).

  30. J•• G••••• F••••••••• F•••••••• P•••••••, S••••••• W•
    independent RIA
    • 20% of this office left for other firms in the last six months (latest 2026-03-27)
      2026-03-27 (6 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
    Team
    2-person high-confidence team
    Contact
    Professional
    L••••••• profile

    Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).

  31. C•••• P•••••• C••••••••• F•••••••• N••••••, A••••••••• P•
    national broker-dealer RIA
    • this office went from 13 to 7 registered advisors over the last year, with 7 leaving for other firms (latest 2026-01-15)
      2026-01-15 (8 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size; a contact route.

  32. G•••• F•••••• N••••••••• M••••• I••••••••• S•••••••••, B•••• R••••• L•
    no RAUM reported
    • this office went from 16 to 9 registered advisors over the last year, with 7 leaving for other firms (latest 2026-01-13)
      2026-01-13 (9 months ago). At A••, 13.7% with this moved within a year against 4.9% without it (2.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    2-person named team
    Contact
    Direct
    published business email at nm.com (adapter:northwestern_mutual); LinkedIn profile

    Who else to call: 10 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  33. S••• F•••• N••••••••• M••••• I••••••••• S•••••••••, B•••• R••••• L•
    no RAUM reported
    • this office went from 16 to 9 registered advisors over the last year, with 7 leaving for other firms (latest 2026-01-13)
      2026-01-13 (9 months ago). At A••, 13.7% with this moved within a year against 4.9% without it (2.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    2-person named team
    Contact
    Direct
    published business email at nm.com (adapter:northwestern_mutual)

    Who else to call: 10 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  34. M•••••• Z••••••• L•• F•••••••• L••, D••••• I•••••• S•
    broker-dealer affiliated
    • this office went from 8 to 6 registered advisors over the last year, with 2 leaving for other firms (latest 2025-12-09)
      2025-12-09 (10 months ago). At B•••••••••, 12.5% with this moved within a year against 5.3% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 4 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: practice size; a contact route.

  35. R••• B•••• L•• F•••••••• L••, D••••• I•••••• S•
    broker-dealer affiliated
    • this office went from 8 to 6 registered advisors over the last year, with 2 leaving for other firms (latest 2025-12-09)
      2025-12-09 (10 months ago). At B•••••••••, 12.5% with this moved within a year against 5.3% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 4 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: practice size; a contact route.

  36. D••••• W••• O•••• W•••••• I•••, C•••••• I•
    broker-dealer affiliated
    • this office went from 16 to 11 registered advisors over the last year, with 4 leaving for other firms (latest 2025-12-09)
      2025-12-09 (10 months ago). At B•••••••••, 12.5% with this moved within a year against 5.3% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    2-person high-confidence team
    Contact
    Unresolved
    no contact route found

    Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size; a contact route.

  37. E•••• M•••••• I••••••••• F•••••••• G••••• L••, C•••••••• C•
    broker-dealer affiliated
    • this office went from 8 to 5 registered advisors over the last year, with 3 leaving for other firms (latest 2025-11-26)
      2025-11-26 (10 months ago). At B•••••••••, 12.5% with this moved within a year against 5.3% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Firm level
    firm contact form or inbox

    Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  38. B•••• J••••••• R•••• F••••••••• L••, G••••••••• O•
    independent RIA
    • this office went from 8 to 6 registered advisors over the last year, with 2 leaving for other firms (latest 2025-11-07)
      2025-11-07 (11 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 9 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: a contact route.

  39. C•••••••• P•••••••• R•••• F••••••••• L••, G••••••••• O•
    independent RIA
    • this office went from 8 to 6 registered advisors over the last year, with 2 leaving for other firms (latest 2025-11-07)
      2025-11-07 (11 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 10 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: a contact route.

  40. A••• T•••••• R•• C•••••• M••••••• L••, R•• B•••• N•
    national broker-dealer RIA
    • this office went from 8 to 5 registered advisors over the last year, with 3 leaving for other firms (latest 2025-10-02)
      2025-10-02 (12 months ago). At R••, 10.8% with this moved within a year against 3.7% without it (2.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).

    Before a call: practice size; a contact route.

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