DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Signals

Dated events with a source

Every event names how it is dated: a filing date, a registration date or a roster snapshot. Facts are what a form says; derived events compare two filings; inferences (a control person absent from the next Schedule A) are labelled as such. None of these is a prediction.

  • Frank A Gomez added a TX registration at J.P. Morgan Securities Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Nicholas Martinez added a FL registration at Fisher Investments
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Zachary Russell added a MO registration at Enlightnu Wealth Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Jeffrey Brent Groves added a TX registration at Sequent Planning, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Nicholas Brandon Armstrong added a FL registration at Florida Financial Advisors, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Anjana Rao Ashok Kumar added a OH registration at Citizens Securities, Inc.
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Paige Ashley Wylie added a TX registration at Strategic Advisers Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Nathan A Stepp added a TX registration at Edward Jones
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Elias Chamoun added a TX registration at J.P. Morgan Securities Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Samuel Wilson Griggs added a TX registration at Lpl Financial Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Liam Xavier Leahy added a TX registration at Florida Financial Advisors, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Asher Hoopes added a LA registration at Td Private Client Wealth Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Zachary Joshua Pumerantz added a DE registration at Park Avenue Securities Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Heatherann Sally Bozeman added a TX registration at First Command Advisory Services
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Clayton Ayres added a WY registration at Strategic Advisers Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Timothy Andrew Odell added a CA registration at Citizens Securities, Inc.
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Briggin R Bluemel added a UT registration at Lpl Financial Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Shane G Miller added a TX registration at Raymond James & Associates, Inc.
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Abraham Dillan Tillman added a LA registration at Td Private Client Wealth Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Jan-Luca Frick added a NJ registration at Neuberger Berman Bd Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • David H Carns added a TX registration at Strategic Advisers Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Michelle Boyce added a OH registration at Park Avenue Securities Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Andrew C Batson added a TX registration at Edward Jones
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Tyler Vogel added a TX registration at Ameriprise Financial Services, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Stephen Scheer added a TX registration at Strategic Advisers Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Jennifer Glacken added a TX registration at Financial Celebrations
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Mark Thomas Woodfield added a IL registration at Centaurus Financial, Inc.
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Mason Oteri added a NJ registration at Ameriprise Financial Services, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Evan J Thornton added a TX registration at Equitable Advisors, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Carter Maxwell Rivers added a MI registration at Cornerstone Financial Consulting, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Daesun Sims added a FL registration at Fisher Investments
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Curtis Lamont Davis added a LA registration at Td Private Client Wealth Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Ember Savannah Lytle added a TX registration at Florida Financial Advisors, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • William Thomas Henry added a TX registration at Willis Towers Watson Securities, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Shane Joseph Corrigan added a FL registration at Florida Financial Advisors, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • William Thomas Henry added a IL registration at Willis Towers Watson Securities, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Robert James Travers added a KS registration at Usa Financial Securities Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Stephen Paul Meihaus added a KY registration at Morgan Stanley
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Paulson Edum added a NH registration at Td Private Client Wealth Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Paulson Edum added a ME registration at Td Private Client Wealth Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Jingwei He added a NY registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Chidera Uchechukwu Nwangwu added a TX registration at J.P. Morgan Securities Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Aaron Barnes added a FL registration at Fisher Investments
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Fuser Juliano Rodriguez added a WV registration at Td Private Client Wealth Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Jaedon Collett Hands added a GA registration at Morgan Stanley
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Mckenna Marie Nolan added a MD registration at Edward Jones
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Cole Niederhauser added a UT registration at Morgan Stanley
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Maxwell L Vischer added a TX registration at Edward Jones
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Sandra Anne Williams added a NY registration at Park Avenue Securities Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Noah Joseph Domangue added a KY registration at Park Avenue Securities Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Michael Ryan Johnson added a CA registration at Lpl Enterprise, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Jeanine Morris added a KY registration at Strategic Wealth Investment Group, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Juan Pablo Fortoul Solorzano added a NJ registration at Insigneo Advisory Services, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Kristen Caseley added a NH registration at Scs Capital Management Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Jessica Wiggins Childers added a TX registration at Edward Jones
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Steven Everett Parisi added a OH registration at Park Avenue Securities Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Michael Ryan Difiore added a TX registration at Park Avenue Securities Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Ryan Sacks added a PA registration at Wells Fargo Advisors
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Michael Ryan Difiore added a NH registration at Park Avenue Securities Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Megan Anne Reilly added a AL registration at Columbia Management Investment Advisers, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
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218,257 events match.