DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Signals

Dated events with a source

Every event names how it is dated: a filing date, a registration date or a roster snapshot. Facts are what a form says; derived events compare two filings; inferences (a control person absent from the next Schedule A) are labelled as such. None of these is a prediction.

  • Richard Allan Baum added a NJ registration at Wells Fargo Advisors
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Bryce Donovan Kelley added a TX registration at Lpl Financial Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Cooper Grady added a MN registration at Stratos Wealth Partners, Ltd
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Richard Hakim Drew added a TX registration at Vanguard Advisers, Inc.
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Ashley Elizabeth Koed added a KY registration at 3Edge Asset Management, Lp
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Matthew Allen Shrope added a TX registration at Lpl Financial Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Michael Martin Zickert added a TX registration at Wells Fargo Advisors
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • David L Little added a NC registration at Keel Point, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Tyler D. Parise added a TX registration at J.P. Morgan Securities Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Alexander T Skaltsis added a NJ registration at Morgan Stanley
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Megan Anne Reilly added a SD registration at Columbia Management Investment Advisers, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Megan Anne Reilly added a OK registration at Columbia Management Investment Advisers, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Megan Anne Reilly added a NJ registration at Columbia Management Investment Advisers, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Megan Anne Reilly added a MO registration at Columbia Management Investment Advisers, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Megan Anne Reilly added a LA registration at Columbia Management Investment Advisers, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Megan Anne Reilly added a KY registration at Columbia Management Investment Advisers, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Megan Anne Reilly added a IN registration at Columbia Management Investment Advisers, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Megan Anne Reilly added a DE registration at Columbia Management Investment Advisers, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Michael Ryan Difiore added a TX registration at Park Avenue Securities Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Michael Ryan Difiore added a NH registration at Park Avenue Securities Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Kristen Caseley added a NH registration at Scs Capital Management Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Juan Pablo Fortoul Solorzano added a NJ registration at Insigneo Advisory Services, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Noah Joseph Domangue added a KY registration at Park Avenue Securities Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Jeanine Morris added a KY registration at Strategic Wealth Investment Group, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Kristina Ann Mcgrath added a TX registration at Edward Jones
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Chance Lopez-Coleman added a NC registration at Lpl Financial Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Clayton Ayres added a WY registration at Strategic Advisers Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Briggin R Bluemel added a UT registration at Lpl Financial Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Asher Hoopes added a LA registration at Td Private Client Wealth Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Timothy Andrew Odell added a CA registration at Citizens Securities, Inc.
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Samuel Wilson Griggs added a TX registration at Lpl Financial Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • David H Carns added a TX registration at Strategic Advisers Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Elias Chamoun added a TX registration at J.P. Morgan Securities Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Liam Xavier Leahy added a TX registration at Florida Financial Advisors, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Stephen Scheer added a TX registration at Strategic Advisers Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Jennifer Glacken added a TX registration at Financial Celebrations
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Paige Ashley Wylie added a TX registration at Strategic Advisers Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Mark Thomas Woodfield added a IL registration at Centaurus Financial, Inc.
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Evan J Thornton added a TX registration at Equitable Advisors, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Carter Maxwell Rivers added a MI registration at Cornerstone Financial Consulting, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Jeffrey Brent Groves added a TX registration at Sequent Planning, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Nathan A Stepp added a TX registration at Edward Jones
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Curtis Lamont Davis added a GA registration at Td Private Client Wealth Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Ember Savannah Lytle added a TX registration at Florida Financial Advisors, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Chelsea Cloak Niestrom added a NM registration at Cloak Advisors
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Brian Christopher Petrelli added a FL registration at Florida Financial Advisors, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • William Thomas Henry added a CA registration at Willis Towers Watson Securities, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Robert James Travers added a KS registration at Usa Financial Securities Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Evan James Allvord added a TX registration at Schwab Wealth Advisory, Inc.
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Matthew Jay Peterson added a TX registration at Principal Securities, Inc.
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Christian Michael Karcher added a TX registration at Lpl Financial Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Douglas Levasseur added a CA registration at Willis Towers Watson Securities, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Fuser Juliano Rodriguez added a WV registration at Td Private Client Wealth Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Dylan Koenig added a TX registration at Strategic Advisers Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Oluseun Adedeji Onitiri added a TX registration at Rbc Capital Markets, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Rebekah Danielle Stavne added a TX registration at Edward Jones
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Frank A Gomez added a TX registration at J.P. Morgan Securities Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Sandra Anne Williams added a NY registration at Park Avenue Securities Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Brooke Nicole Boyd added a FL registration at Mdrn Wealth
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Hafez Emanian added a MN registration at Citizens Securities, Inc.
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
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218,257 events match.