RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• E•••••• S•••
- M•• C•••••• M••••••••• L•• independent RIA currentsince Nov 12, 2025 · Los Angeles, Ca
- I•••••••• A•••••••• L•• formerJun 16, 2023 to Aug 15, 2023 · Los Angeles, Ca
- E•••• A••••••• independent RIAJun 4, 2019 to Sep 4, 2026 · Los Angeles, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerJan 15, 2013 to Jun 4, 2019 · San Francisco, Ca
- L••••••• C••••••• L•• formerMay 9, 2008 to Feb 1, 2013 · Los Angeles, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 28, 1997 to May 14, 2008 · Los Angeles, Ca
- E•••• A••••••• to I•••••••• A•••••••• L••left Sep 4, 2026, registered Jun 16, 2023 (-1176 days) · RIA to RIA · moved with a team
- I•••••••• A•••••••• L•• to M•• C•••••• M••••••••• L••left Aug 15, 2023, registered Nov 12, 2025 (820 days) · RIA to RIA · moved with a team
- J••• M••••• P•••••• W••••• A••••••• L•• to E•••• A•••••••left Jun 4, 2019, registered Jun 4, 2019 (0 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- L••••••• C••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••left Feb 1, 2013, registered Jan 15, 2013 (-17 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L••••••• C••••••• L••left May 14, 2008, registered May 9, 2008 (-5 days) · Other
- M••• E•••••• S••• left E•••• A••••••• for I•••••••• A•••••••• L•• (registered 2023-06-16)Sep 4, 2026 · Advisor changed firm · fact
- M••• E•••••• S••• left I•••••••• A•••••••• L•• for M•• C•••••• M••••••••• L•• (registered 2025-11-12)Aug 15, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address