DFX Intelligence
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Channel change (one enterprise)
10 advisors moved from J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
Not a lift-out: both firms report Jpm••••• Chase Holdings Llc as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtowirehouseAffiliated broker-dealer or bank to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Harriet C Dower | San Francisco, Ca | May 8, 2024 | Mar 8, 2024 |
| Mitchell Weitz | San Francisco, Ca | May 8, 2024 | Mar 8, 2024 |
| Patrick Hejlik | San Francisco, Ca | May 8, 2024 | Mar 13, 2024 |
| Steve Ching | San Francisco, Ca | May 8, 2024 | Mar 13, 2024 |
| Daniel Frederick Dwyer | Napa, Ca | May 13, 2024 | Apr 17, 2024 |
| Erin Hofacket | Napa, Ca | May 13, 2024 | Mar 12, 2024 |
| Kevin Edward Barnes | San Francisco, Ca | May 20, 2024 | Jan 22, 2024 |
| Shannon S Tan | San Francisco, Ca | May 23, 2024 | Mar 8, 2024 |
| John Raring | San Francisco, Ca | Jun 6, 2024 | Sep 6, 2023 |
| Timothy Woodall | San Francisco, Ca | Jun 6, 2024 | Sep 14, 2023 |
The rule
- Registrations ended
- May 8, 2024 to Jun 6, 2024
- Registered next
- Sep 6, 2023 to Apr 17, 2024
- Branch state
- CA
- Cities
- 2, most in San Francisco, Ca
- Registered there that day
- 412 (people still on IAPD; an estimate)
- Share of that headcount
- 2.4%
- One enterprise because
- both firms report Jpm••••• Chase Holdings Llc as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape