DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to F•••••••• G••••• I••••••••• M••••••••• C••••
Not a lift-out: both firms report F•••••••• Hermes, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
asset managertoasset managerOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Mercedes Nicole Mcfarland | Boston, Ma | Jul 5, 2019 | Oct 7, 2016 |
| Lauren Lea Moser | Boston, Ma | Jul 9, 2019 | Apr 12, 2012 |
The rule
- Registrations ended
- Jul 5, 2019 to Jul 9, 2019
- Registered next
- Apr 12, 2012 to Oct 7, 2016
- Branch state
- MA
- Cities
- 1, most in Boston, Ma
- Registered there that day
- 157 (people still on IAPD; an estimate)
- Share of that headcount
- 1.3%
- One enterprise because
- both firms report F•••••••• Hermes, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape