DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••• N••••• M••••••••

C••••• I••••••••• A••••••• L••BD affiliatedBridgeville, Padual registrantIAPD 6663238

Certified Financial Planner

Feed of 09/14/2026

At current firm

3 y

since Jun 29, 2023

In the industry

10 y

since Jun 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jun 29, 2023 · Bridgeville, Pa
J••• M••••• S••••••••• L•• wirehouse
Oct 2, 2020 to Apr 6, 2022 · Canonsburg, Pa
C••••••• S••••••••• I••• BD affiliated
Jul 27, 2020 to Aug 26, 2020 · Monroeville, Pa
C••••••• S••••••••• I••• BD affiliated
Jul 8, 2019 to Jul 23, 2020 · Gibsonia, Pa
F•••••••• G••••• I••••••••• M••••••••• C•••• asset manager
Oct 7, 2016 to Jul 5, 2019 · New York, Ny
M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset manager
Aug 22, 2016 to Jul 5, 2019 · Boston, Ma
F•••••••• I••••••••• C••••••••• institutional
Aug 17, 2016 to Jul 5, 2019 · Pittsburgh, Pa
F•••••••• S••••••••• C•••• no RAUM
Aug 17, 2016 to Jul 5, 2019 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••
left Apr 6, 2022, registered Jun 29, 2023 (449 days) · Wirehouse to affiliated broker-dealer or bank
C••••••• S••••••••• I••• to J••• M••••• S••••••••• L••
left Aug 26, 2020, registered Oct 2, 2020 (37 days) · Affiliated broker-dealer or bank to wirehouse
F•••••••• I••••••••• C••••••••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••
left Jul 5, 2019, registered Aug 22, 2016 (-1047 days) · channel change inside one enterprise, not a move
F•••••••• G••••• I••••••••• M••••••••• C•••• to C••••••• S••••••••• I•••
left Jul 5, 2019, registered Jul 8, 2019 (3 days) · Other
M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to F•••••••• G••••• I••••••••• M••••••••• C••••
left Jul 5, 2019, registered Oct 7, 2016 (-1001 days) · channel change inside one enterprise, not a move · moved with a team
F•••••••• S••••••••• C•••• to F•••••••• I••••••••• C•••••••••
left Jul 5, 2019, registered Aug 17, 2016 (-1052 days) · channel change inside one enterprise, not a move

Signals

M••••••• N••••• M•••••••• left J••• M••••• S••••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2023-06-29)
Apr 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address