M•••••• A••• A•••••

V••••••• A•••••••• I•••BD affiliatedCharlotte, Ncdual registrantIAPD 5318319

Feed of 09/14/2026

Also filed as M•••••• A••• A••••••••• A•••••

At current firm

5 y

since Oct 15, 2020

In the industry

19 y

since May 9, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Oct 15, 2020 · Charlotte, Nc
W•••• F•••• A••••••• wirehouse
Nov 28, 2018 to Oct 6, 2020 · Winston Salem, Nc
T• A••••••••• I••• former
Feb 27, 2018 to Oct 18, 2018 · Greensboro, Nc
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 26, 2018 to Oct 18, 2018 · Greensboro, Nc
S•••••••• I••••••••• M••••••••• former
May 25, 2017 to Feb 26, 2018 · Saint Louis, Mo
T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
Apr 24, 2008 to Aug 18, 2009 · Baltimore, Md
M••••• S•••••• • C•• L•• unclassified
May 9, 2007 to Feb 25, 2008 · Frederick, Md

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to V••••••• A•••••••• I•••
left Oct 6, 2020, registered Oct 15, 2020 (9 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Oct 18, 2018, registered Feb 27, 2018 (-233 days) · Other · moved with a team
T• A••••••••• I••• to W•••• F•••• A•••••••
left Oct 18, 2018, registered Nov 28, 2018 (41 days) · Other
S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
T• R••• P•••• A••••••• S•••••••• I••• to S•••••••• I••••••••• M•••••••••
left Aug 18, 2009, registered May 25, 2017 (2837 days) · Other
M••••• S•••••• • C•• L•• to T• R••• P•••• A••••••• S•••••••• I•••
left Feb 25, 2008, registered Apr 24, 2008 (59 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address