DFX Intelligence
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Firm absorbed
6 advisors left M••••••• F•••••••• G••••• I••• for L•• F•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christopher Lee Cox | Rockville, Md | Jul 16, 2025 | Apr 24, 2025 |
| Frank Keith Duncan | Rockville, Md | Jul 16, 2025 | May 23, 2025 |
| John Christopher Vaccacio | Rockville, Md | Jul 16, 2025 | May 23, 2025 |
| Noreen Sienes Miyake-Char | Rockville, Md | Jul 16, 2025 | Apr 29, 2025 |
| Thomas A Brophy | Rockville, Md | Jul 16, 2025 | May 27, 2025 |
| Thomas Tristany Trela | Timonium, Md | Jul 16, 2025 | May 23, 2025 |
The rule
- Registrations ended
- Jul 16, 2025
- Registered next
- Apr 24, 2025 to May 27, 2025
- Branch state
- MD
- Cities
- 1, most in Rockville, Md
- Registered there that day
- 11 (people still on IAPD; an estimate)
- Share of that headcount
- 55%
- Succession by the destination
- none on the tape