RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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J••• C••••••••• V•••••••
- L•• F•••••••• L•• BD affiliated currentsince May 23, 2025 · Timonium, Md
- M••••••• F•••••••• G••••• I••• formerJul 29, 2021 to Jul 16, 2025 · Timonium, Md
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJul 25, 2019 to Aug 3, 2021 · Baltimore, Md
- P••• A••••• S••••••••• L•• BD affiliatedSep 2, 2015 to Feb 28, 2019 · Hunt Valley, Md
- P•••• S••••••••• L•• no RAUMMay 29, 2015 to Jul 22, 2015 · Hunt Valley, Md
- H•••••• T••••••• • K•••• L•• independent RIAJul 22, 2014 to May 15, 2015 · Towson, Md
- M••••••• F•••••••• G••••• I••• to L•• F•••••••• L••left Jul 16, 2025, registered May 23, 2025 (-54 days) · RIA to affiliated broker-dealer or bank · moved with a team
- C•••••••• I••••••••• R••••••• A•••••••• I••• to M••••••• F•••••••• G••••• I•••left Aug 3, 2021, registered Jul 29, 2021 (-5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- P••• A••••• S••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 28, 2019, registered Jul 25, 2019 (147 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to P••• A••••• S••••••••• L••left Jul 22, 2015, registered Sep 2, 2015 (42 days) · Other
- H•••••• T••••••• • K•••• L•• to P•••• S••••••••• L••left May 15, 2015, registered May 29, 2015 (14 days) · Other
- J••• C••••••••• V••••••• left M••••••• F•••••••• G••••• I••• for L•• F•••••••• L•• (registered 2025-05-23)Jul 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address