DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that joined Woodbury Financial Services, Inc.

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Cetera Advisors LLC BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Oklahoma City, Ok	Affiliated broker-dealer or bank to another	Jun 23, 2023 over 3 d
2	Securian Financial Services, Inc. independent RIA	Woodbury Financial Services, Inc. BD affiliated	Southfield, Mi	RIA to affiliated broker-dealer or bank	Mar 6, 2023 over 1 d
2	MML Investors Services, LLC BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Meridian, Id	Affiliated broker-dealer or bank to another	Dec 6, 2022
2	Cetera Advisors LLC BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Overland Park, Ks	Affiliated broker-dealer or bank to another	Nov 30, 2022
2	On Investment Management Co BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Wichita, Ks	Affiliated broker-dealer or bank to another	Nov 18, 2022
2	Cetera Advisor Networks LLC BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Columbus, Oh +1	Affiliated broker-dealer or bank to another	Nov 16, 2022 over 2 d
2	Cetera Investment Advisers LLC BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Sun Prairie, Wi	Affiliated broker-dealer or bank to another	Sep 7, 2022 over 1 d
2	Eagle Strategies LLC BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Wichita, Ks +1	Affiliated broker-dealer or bank to another	Jun 3, 2022
2	Grove Point Advisors, LLC BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Rockville, Md	Affiliated broker-dealer or bank to another	May 6, 2022
3	Cetera Investment Advisers LLC BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Marshfield, Wi +1	Affiliated broker-dealer or bank to another	Dec 10, 2021
2	First Heartland Consultants, Inc. BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Overland Park, Ks	Affiliated broker-dealer or bank to another	Sep 3, 2021
2	Raymond James & Associates, Inc. national BD	Woodbury Financial Services, Inc. BD affiliated	Portland, In	Affiliated broker-dealer or bank to another	Mar 26, 2021 over 5 d
2	Cambridge Investment Research Advisors, Inc. BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Eau Claire, Wi	Affiliated broker-dealer or bank to another	Mar 22, 2021
2	Pruco Securities, LLC BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Omaha, Ne	Affiliated broker-dealer or bank to another	Mar 18, 2021 over 1 d
2	MML Investors Services, LLC BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Redwood City, Ca	Affiliated broker-dealer or bank to another	Nov 30, 2020
2	Santander Securities BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Long Island City, Ny +1	Affiliated broker-dealer or bank to another	Aug 28, 2020
2	Bmo Harris Financial Advisors, Inc BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Valparaiso, In +1	Affiliated broker-dealer or bank to another	Mar 4, 2020 over 14 d
2	MML Investors Services, LLC BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Greenwood Village, Co +1	Affiliated broker-dealer or bank to another	Feb 24, 2020
4	MML Investors Services, LLC BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Colorado Springs, Co	Affiliated broker-dealer or bank to another	Feb 5, 2020 over 2 d
2	Berthel Fisher & Company Financial Services, Inc. BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Ann Arbor, Mi	Affiliated broker-dealer or bank to another	Dec 18, 2019
4	Cetera Advisor Networks LLC BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Fitchburg, Wi +2	Affiliated broker-dealer or bank to another	Dec 12, 2019 over 14 d
2	Powell'S Financial Planning Service unclassified	Woodbury Financial Services, Inc. BD affiliated	Prospect, Ct	Other	Sep 25, 2019
2	Questar Asset Management, Inc. BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Minneapolis, Mn	Affiliated broker-dealer or bank to another	Jul 3, 2019 over 12 d
2	Securian Financial Services, Inc. BD affiliated	Woodbury Financial Services, Inc. BD affiliated	San Mateo, Ca	Affiliated broker-dealer or bank to another	Jun 18, 2019
3	Cetera Advisor Networks LLC BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Oak Creek, Wi	Affiliated broker-dealer or bank to another	May 13, 2019 over 4 d
2	Ameritas Advisory Services BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Dubois, Pa	Affiliated broker-dealer or bank to another	May 2, 2019
4	Wells Fargo Advisors wirehouse	Woodbury Financial Services, Inc. BD affiliated	Greensboro, Nc	Wirehouse to affiliated broker-dealer or bank	Apr 24, 2019
2	LPL Financial LLC independent RIA	Woodbury Financial Services, Inc. BD affiliated	Avon, Mn	RIA to affiliated broker-dealer or bank	Mar 27, 2019
2	Hornor, Townsend & Kent, LLC BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Bellevue, Wa	Affiliated broker-dealer or bank to another	Nov 13, 2018 over 2 d
2	MML Investors Services, LLC BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Ashland, Ky	Affiliated broker-dealer or bank to another	Nov 7, 2018
2	Securian Financial Services, Inc. BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Wall, Nj	Affiliated broker-dealer or bank to another	Aug 8, 2018
3	Hornor, Townsend & Kent, LLC BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Bellevue, Wa +1	Affiliated broker-dealer or bank to another	Jul 26, 2018 over 12 d
3	Next Financial Group, Inc. independent RIA	Woodbury Financial Services, Inc. BD affiliated	Golden, Co	RIA to affiliated broker-dealer or bank	Jul 10, 2018
2	LPL Financial LLC independent RIA	Woodbury Financial Services, Inc. BD affiliated	Orland Park, Il	RIA to affiliated broker-dealer or bank	Mar 29, 2018
3	Sii Investments, Inc. BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Waukesha, Wi +1	Affiliated broker-dealer or bank to another	Jan 2, 2018 over 14 d
3	Sii Investments, Inc. BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Morton, Il +1	Affiliated broker-dealer or bank to another	Dec 31, 2017
3	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Green Bay, Wi +1	Other	Dec 11, 2017 over 7 d
3	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Waterloo, Ia +1	Other	Nov 24, 2017
2	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Kokomo, In	Other	Nov 15, 2017
9	Sii Investments, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Pentwater, Mi +4	Other	Nov 10, 2017 over 20 d
5	LPL Financial LLC other	Woodbury Financial Services, Inc. BD affiliated	Green Bay, Wi +3	Other	Oct 31, 2017 over 7 d
2	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Florence, Al	Other	Oct 25, 2017 over 2 d
4	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Independence, Mo	Other	Oct 23, 2017 over 4 d
30	Sii Investments, Inc. other	Woodbury Financial Services, Inc. other	Depere, Wi +13	Other	Oct 19, 2017 over 28 d
5	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Fond Du Lac, Wi	Other	Oct 19, 2017 over 1 d
2	Sii Investments, Inc. other	Woodbury Financial Services, Inc. other	Bascom, Oh	Other	Oct 18, 2017
2	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	El Segundo, Ca	Other	Oct 18, 2017 over 5 d
8	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Glendale, Az +3	Other	Oct 13, 2017 over 6 d
3	Sii Investments, Inc. other	Woodbury Financial Services, Inc. other	Hales Corners, Wi +1	Other	Oct 2, 2017 over 1 d
2	Hornor, Townsend & Kent, LLC other	Woodbury Financial Services, Inc. other	Holladay, Ut	Other	Aug 31, 2017 over 1 d
2	MML Investors Services, LLC other	Woodbury Financial Services, Inc. other	Lisle, Il	Other	Aug 17, 2017 over 1 d
2	Principal Securities, Inc. other	Woodbury Financial Services, Inc. other	Overland Park, Ks	Other	Jul 19, 2017 over 9 d
2	Investors Capital Advisory other	Woodbury Financial Services, Inc. other	Lynnfield, Ma	Other	Sep 19, 2016
2	Transamerica Financial Advisors, LLC other	Woodbury Financial Services, Inc. other	Heath, Tx	Other	May 11, 2016
3	LPL Financial LLC other	Woodbury Financial Services, Inc. other	Hinsdale, Il +2	Other	Mar 30, 2015

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55 teams match.derived from registration dates