DFX Intelligence
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Team lift-out
3 advisors left I••••••••• C•••••• O• A••••••• I••• for C••••••••• F•••••••• N••••••
othertonational BDOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brian William Patton | Carlyle, Il | Oct 16, 2017 | Oct 16, 2017 |
| Chad B Sutton | St Elmo, Il | Oct 17, 2017 | Oct 17, 2017 |
| Steven Mark Mammoser | Newton, Il | Oct 17, 2017 | Oct 17, 2017 |
The rule
- Registrations ended
- Oct 16, 2017 to Oct 17, 2017
- Registered next
- Oct 16, 2017 to Oct 17, 2017
- Branch state
- IL
- Cities
- 3, most in Carlyle, Il
- Registered there that day
- 313 (people still on IAPD; an estimate)
- Share of that headcount
- 1.0%
- Succession by the destination
- a succession within a year (Aug 10, 2017), not necessarily this firm
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.