DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Investment Centers Of America, Inc.

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Investment Centers Of America, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Appleton, Wi	Other	Apr 24, 2018
2	Investment Centers Of America, Inc. no RAUM	Raymond James & Associates, Inc. national BD	Appleton, Wi	Other	Apr 24, 2018
2	Investment Centers Of America, Inc. other	Raymond James Financial Services Advisors, Inc BD affiliated	Appleton, Wi	Other	Feb 20, 2018
3	Investment Centers Of America, Inc. other	Ica Group Wealth Management, LLC no RAUM	Appleton, Wi	Other	Dec 5, 2017 over 1 d
14	Investment Centers Of America, Inc. other	Newedge Advisors independent RIA	Appleton, Wi +3	Other	Nov 29, 2017 over 7 d
7	Investment Centers Of America, Inc. other	Newedge Advisors independent RIA	Bismarck, Nd +3	Other	Nov 29, 2017 over 7 d
3	Investment Centers Of America, Inc. other	Newedge Advisors independent RIA	Chaska, Mn +1	Other	Nov 29, 2017
2	Investment Centers Of America, Inc. other	Dovetail Wealth Management, LLC no RAUM	Taylor, Tx	Other	Nov 29, 2017
2	Investment Centers Of America, Inc. other	Ica Group Wealth Management, LLC no RAUM	Comanche, Tx +1	Other	Nov 29, 2017
2	Investment Centers Of America, Inc. other	Ica Group Wealth Management, LLC no RAUM	Fort Collins, Co +1	Other	Nov 29, 2017
2	Investment Centers Of America, Inc. other	Newedge Advisors independent RIA	Aberdeen, Sd +1	Other	Nov 29, 2017
3	Investment Centers Of America, Inc. other	Cetera Investment Advisers LLC other	Cross Lanes, Wv +2	Other	Nov 6, 2017
4	Investment Centers Of America, Inc. other	Raymond James Financial Services Advisors, Inc other	Prather, Ca +3	Other	Nov 2, 2017
2	Investment Centers Of America, Inc. other	Commonwealth Financial Network national BD	Rochelle, Il +1	Other	Nov 2, 2017
2	Investment Centers Of America, Inc. other	Securities America Advisors, Inc. other	Miles City, Mt	Other	Oct 23, 2017
3	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Bismarck, Nd +1	Other	Oct 19, 2017 over 13 d
4	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Brookfield, Wi +3	Other	Oct 18, 2017 over 5 d
2	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Scottsdale, Az	Other	Oct 18, 2017 over 12 d
2	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Orange, Ca	Other	Oct 17, 2017
5	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	West Des Moines, Ia +2	Other	Oct 16, 2017 over 16 d
5	Investment Centers Of America, Inc. other	Cetera Advisor Networks LLC other	Roanoke, Va	Other	Oct 16, 2017
3	Investment Centers Of America, Inc. other	Commonwealth Financial Network national BD	Carlyle, Il +2	Other	Oct 16, 2017 over 1 d
2	Investment Centers Of America, Inc. other	Mutual Advisors, LLC BD affiliated	Rotan, Tx	Other	Oct 12, 2017
4	Investment Centers Of America, Inc. other	Commonwealth Financial Network national BD	Grand Forks, Nd +1	Other	Oct 5, 2017 over 1 d
2	Investment Centers Of America, Inc. other	United Capital Financial Advisors other	Woodbury, Mn	Other	Sep 18, 2017
2	Investment Centers Of America, Inc. other	Iowa Wealth Management, LLC independent RIA	West Des Moines, Ia	Other	Feb 28, 2017 over 1 d
2	Investment Centers Of America, Inc. other	Ameriprise Financial Services, LLC national BD	Beresford, Sd +1	Other	May 16, 2016
2	Investment Centers Of America, Inc. other	LPL Financial LLC other	Hardy, Va	Other	Oct 14, 2015
6	Investment Centers Of America, Inc. other	Cetera Investment Advisers LLC other	Tampa, Fl +2	Other	Sep 21, 2015

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29 teams match.derived from registration dates