DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor teams
Teams that left Thrivent Investment Management Inc.
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 3 | Thrivent Investment Management Inc. BD affiliated | Newedge Advisors BD affiliated | Valparaiso, In +1 | Affiliated broker-dealer or bank to another | Apr 27, 2026 |
| 2 | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Fishers, In +1 | Other | Apr 22, 2026 |
| 2 | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Elk River, Mn +1 | Affiliated broker-dealer or bank to another | Mar 2, 2026 |
| 4 | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Pulaski, Wi +3 | Affiliated broker-dealer or bank to another | May 23, 2025 |
| 4 | Thrivent Investment Management Inc. BD affiliated | Strategic Wealth Group independent RIA | Lino Lakes, Mn | Affiliated broker-dealer or bank to independent RIA | May 2, 2025 |
| 3 | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Russellville, Ar +1 | Affiliated broker-dealer or bank to another | Jan 28, 2025 over 7 d |
| 4 | Thrivent Investment Management Inc. BD affiliated | Blue Jean Financial LLC no RAUM | Marstons Mills, Ma | Affiliated broker-dealer or bank to a newly registered adviser | Jul 30, 2024 over 1 d |
| 2 | Thrivent Investment Management Inc. BD affiliated | Blue Jean Financial LLC no RAUM | Warnerville, Ny +1 | Affiliated broker-dealer or bank to a newly registered adviser | Jul 30, 2024 |
| 2 | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Minneapolis, Mn | Affiliated broker-dealer or bank to another | Apr 6, 2024 over 2 d |
| 2 | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Minneapolis, Mn | Affiliated broker-dealer or bank to wirehouse | Feb 21, 2024 |
| 2 | Thrivent Investment Management Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Ramsey, Mn | Affiliated broker-dealer or bank to another | Feb 13, 2024 |
| 3 | Thrivent Investment Management Inc. BD affiliated | Commonwealth Financial Network national BD | Santa Rosa, Ca +2 | Affiliated broker-dealer or bank to another | Feb 5, 2024 |
| 5 | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Minneapolis, Mn +2 | Affiliated broker-dealer or bank to another | Jan 22, 2024 over 14 d |
| 2 | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Minneapolis, Mn | Affiliated broker-dealer or bank to wirehouse | Nov 8, 2023 over 1 d |
| 2 | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Libertyville, Il | Affiliated broker-dealer or bank to another | Sep 18, 2023 |
| 4 | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Scottsdale, Az +1 | Affiliated broker-dealer or bank to another | Sep 12, 2023 over 6 d |
| 2 | Thrivent Investment Management Inc. BD affiliated | Avaii Wealth Management, LLC independent RIA | New London, Wi +1 | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2023 over 1 d |
| 2 | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Wichita Falls, Tx | Affiliated broker-dealer or bank to another | Jul 31, 2023 |
| 2 | Thrivent Investment Management Inc. BD affiliated | Willow no RAUM | Rogers, Ar | Affiliated broker-dealer or bank to a newly registered adviser | Jun 30, 2023 |
| 7 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Omaha, Ne | Affiliated broker-dealer or bank to another | Jun 14, 2023 |
| 3 | Thrivent Investment Management Inc. BD affiliated | Oneascent Financial Services LLC independent RIA | Grand Rapids, Mn +1 | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2023 over 2 d |
| 2 | Thrivent Investment Management Inc. BD affiliated | Oneascent Financial Services LLC independent RIA | Fargo, Nd | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2023 |
| 3 | Thrivent Investment Management Inc. BD affiliated | Inspire Advisors, LLC independent RIA | Dillsburg, Pa +1 | Affiliated broker-dealer or bank to independent RIA | May 26, 2023 |
| 2 | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Andover, Mn +1 | Affiliated broker-dealer or bank to another | May 10, 2023 over 1 d |
| 5 | Thrivent Investment Management Inc. BD affiliated | Level Four Advisory Services BD affiliated | Shakopee, Mn +1 | Affiliated broker-dealer or bank to another | May 3, 2023 |
| 4 | Thrivent Investment Management Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Rosemount, Mn | Affiliated broker-dealer or bank to another | May 1, 2023 |
| 2 | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Minneapolis, Mn +1 | Affiliated broker-dealer or bank to another | Apr 28, 2023 over 3 d |
| 2 | Thrivent Investment Management Inc. BD affiliated | Great Valley Advisor Group, LLC independent RIA | Eau Claire, Wi | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2023 |
| 2 | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Moorhead, Mn +1 | Affiliated broker-dealer or bank to wirehouse | Oct 7, 2022 over 14 d |
| 3 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Camp Hill, Pa +1 | Affiliated broker-dealer or bank to another | Mar 30, 2022 |
| 2 | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC independent RIA | Burlington, Wi | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2022 |
| 2 | Thrivent Investment Management Inc. BD affiliated | Lifemark Securities Corp. BD affiliated | Carefree, Az +1 | Affiliated broker-dealer or bank to another | Jun 10, 2021 over 1 d |
| 2 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Golden Valley, Mn +1 | Affiliated broker-dealer or bank to another | Jun 9, 2021 over 1 d |
| 4 | Thrivent Investment Management Inc. BD affiliated | Thrivent Asset Management, LLC asset manager | Minneapolis, Mn | Other | May 4, 2021 over 9 d |
| 2 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Bend, Or +1 | Affiliated broker-dealer or bank to another | Mar 17, 2021 |
| 4 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Farmington, Mn +2 | Affiliated broker-dealer or bank to another | Feb 3, 2021 |
| 2 | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Park Rapids, Mn +1 | Affiliated broker-dealer or bank to another | Nov 20, 2020 |
| 7 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Elkhorn, Ne +4 | Affiliated broker-dealer or bank to another | Oct 28, 2020 |
| 3 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Allen, Tx +1 | Affiliated broker-dealer or bank to another | Oct 28, 2020 |
| 5 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Naperville, Il +3 | Affiliated broker-dealer or bank to another | Sep 23, 2020 over 1 d |
| 4 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Westminster, Co | Affiliated broker-dealer or bank to another | Sep 23, 2020 |
| 5 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Salem, Or +2 | Affiliated broker-dealer or bank to another | Jul 29, 2020 |
| 4 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Kingwood, Tx +1 | Affiliated broker-dealer or bank to another | Jul 29, 2020 |
| 3 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Decatur, In +1 | Affiliated broker-dealer or bank to another | Jul 29, 2020 |
| 2 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Orland Park, Il +1 | Affiliated broker-dealer or bank to another | Jul 29, 2020 |
| 5 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Minneapolis, Mn +1 | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2020 |
| 5 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Ontario, Ca +2 | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2020 |
| 4 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Peoria Heights, Il +1 | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2020 |
| 5 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | North Oaks, Mn +1 | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2020 |
| 4 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Beatrice, Ne +2 | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 |
| 3 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Calabasas, Ca +1 | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 |
| 2 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Ann Arbor, Mi | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 |
| 2 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Mill Creek, Wa | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 |
| 2 | Thrivent Investment Management Inc. BD affiliated | Great Valley Advisor Group, LLC independent RIA | Glencoe, Mn +1 | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2020 over 1 d |
| 3 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Walla Walla, Wa +1 | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2020 |
| 12 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC no RAUM | Racine, Wi +6 | Affiliated broker-dealer or bank to a newly registered adviser | Sep 25, 2019 over 7 d |
| 2 | Thrivent Investment Management Inc. BD affiliated | Creative Financial Designs, Inc. BD affiliated | Boise, Id | Affiliated broker-dealer or bank to another | Aug 12, 2019 over 2 d |
| 6 | Thrivent Investment Management Inc. BD affiliated | Thrivent Asset Management, LLC asset manager | Minneapolis, Mn | Other | Jun 13, 2019 |
| 2 | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Minneapolis, Mn | Affiliated broker-dealer or bank to another | Apr 30, 2019 over 10 d |
| 2 | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Golden Valley, Mn | Affiliated broker-dealer or bank to another | Aug 20, 2018 |
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67 teams match.derived from registration dates