DFX Intelligence

RIA Intelligence

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Team lift-out

7 advisors left W•••• F•••• A••••••• for J••• M••••• P•••••• W••••• A••••••• L••

wirehousetomixed wealthWirehouse to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Alan SoNew York, NyFeb 20, 2019Feb 15, 2019
John Robert BorumNew York, NyFeb 20, 2019Feb 15, 2019
Kevin O'ConnellNew York, NyFeb 20, 2019Feb 15, 2019
Chad Laurence CohenNew York, NyFeb 21, 2019Feb 15, 2019
David SchulmanNew York, NyFeb 21, 2019Feb 15, 2019
George FuchsNew York, NyFeb 21, 2019Feb 15, 2019
Gregory A CarafelloNew York, NyFeb 21, 2019Feb 15, 2019
The rule
Registrations ended
Feb 20, 2019 to Feb 21, 2019
Registered next
Feb 15, 2019
Branch state
NY
Cities
1, most in New York, Ny
Registered there that day
14,288 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape
Other teams out of W•••• F•••• A•••••••Other teams into J••• M••••• P•••••• W••••• A••••••• L••