C••• L••••••• C••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Apr 9, 2024 · New York, Ny
• J••• M••••• P•••••• W••••• A••••••• L•• former
  Feb 15, 2019 to Mar 20, 2025 · New York, Ny
• W•••• F•••• A••••••• wirehouse
  Feb 4, 2016 to Feb 21, 2019 · New York, Ny
• C••••• S••••• S••••••••• •••• L•• former
  Sep 5, 2014 to Mar 2, 2016 · New York, Ny

• J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
  left Mar 20, 2025, registered Apr 9, 2024 (-345 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to J••• M••••• P•••••• W••••• A••••••• L••
  left Feb 21, 2019, registered Feb 15, 2019 (-6 days) · Wirehouse to independent RIA · moved with a team
• C••••• S••••• S••••••••• •••• L•• to W•••• F•••• A•••••••
  left Mar 2, 2016, registered Feb 4, 2016 (-27 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address