D•••• S•••••••

J••• M••••• S••••••••• L••wirehouseChappaqua, Ny dual registrantIAPD 2836605

Certified Financial Planner

Feed of 09/15/2026

Also filed as D•••• S••••••••• P••• S•••••••

At current firm

2 y

since Apr 9, 2024

In the industry

29 y

since Feb 27, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Apr 9, 2024 · New York, Ny
J••• M••••• P•••••• W••••• A••••••• L•• former
Feb 15, 2019 to Mar 20, 2025 · New York, Ny
W•••• F•••• A••••••• wirehouse
Aug 23, 2012 to Feb 21, 2019 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Mar 20, 2025, registered Apr 9, 2024 (-345 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to J••• M••••• P•••••• W••••• A••••••• L••
left Feb 21, 2019, registered Feb 15, 2019 (-6 days) · Wirehouse to independent RIA · moved with a team

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address