DFX Intelligence
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Team lift-out
2 advisors left P••••••• F•••••••• C••••••••• I••• for E• W••••• A•••••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jonathan B Spector | Oakland, Ca | Sep 6, 2019 | Aug 30, 2019 |
| Shana Lesch Ballard | Pleasant Hill, Ca | Sep 6, 2019 | Aug 29, 2019 |
The rule
- Registrations ended
- Sep 6, 2019
- Registered next
- Aug 29, 2019 to Aug 30, 2019
- Branch state
- CA
- Cities
- 2, most in Pleasant Hill, Ca
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape