DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Team lift-out

2 advisors left K••••• A••••••• S•••••••• L•• for C••••••••• F•••••••• N••••••

BD affiliatedtonational BDAffiliated broker-dealer or bank to anotherderived from registration dates
Members
AdvisorBranchLeftRegistered
Barrett Wayne ButlienAustin, TxJun 8, 2022Jun 6, 2022
Michael R HerkertAustin, TxJun 8, 2022Jun 6, 2022
Ronald John BerkowitzAustin, TxJun 8, 2022Jun 6, 2022
Thomas John HerkertAustin, TxJun 8, 2022Jun 6, 2022
The rule
Registrations ended
Jun 8, 2022
Registered next
Jun 6, 2022
Branch state
TX
Cities
1, most in Austin, Tx
Registered there that day
1,096 (people still on IAPD; an estimate)
Share of that headcount
0.2%
Succession by the destination
none on the tape
Other teams out of K••••• A••••••• S•••••••• L••Other teams into C••••••••• F•••••••• N••••••