DFX Intelligence
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Team lift-out
4 advisors left T••••• A••••••• S•••••••• I••• for D••• D••••••• • C••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Gary Raye Kurtz | Columbia, Sc | Oct 19, 2022 | Oct 20, 2022 |
| Nathan Glenn Bradham | Columbia, Sc | Oct 19, 2022 | Oct 19, 2022 |
| Seth Bolton Kurtz | West Columbia, Sc | Oct 20, 2022 | Oct 19, 2022 |
| Michael Castillo Campos | Lexington, Sc | Oct 24, 2022 | Oct 24, 2022 |
The rule
- Registrations ended
- Oct 19, 2022 to Oct 24, 2022
- Registered next
- Oct 19, 2022 to Oct 24, 2022
- Branch state
- SC
- Cities
- 4, most in Mc Cormick, Sc
- Registered there that day
- 1,828 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.