DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor teams
Teams that left Truist Advisory Services, Inc.
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 4 | Truist Advisory Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Palm Beach, Fl | Affiliated broker-dealer or bank to another | Jul 20, 2026 |
| 2 | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Tampa, Fl +1 | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2026 over 2 d |
| 7 | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Jupiter, Fl +2 | Affiliated broker-dealer or bank to wirehouse | Jul 1, 2026 over 1 d |
| 2 | Truist Advisory Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Atlanta, Ga | Affiliated broker-dealer or bank to another | Jun 25, 2026 over 5 d |
| 2 | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Alpharetta, Ga +1 | Affiliated broker-dealer or bank to another | May 28, 2026 over 4 d |
| 3 | Truist Advisory Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Roanoke, Va | Affiliated broker-dealer or bank to another | Apr 29, 2026 |
| 6 | Truist Advisory Services, Inc. BD affiliated | Captrust institutional | Tampa, Fl +1 | Other | Apr 17, 2026 over 3 d |
| 3 | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Indian Harbour Beach, Fl +1 | Affiliated broker-dealer or bank to another | Mar 31, 2026 |
| 3 | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Fredericksburg, Va +1 | Affiliated broker-dealer or bank to another | Mar 6, 2026 over 10 d |
| 3 | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Delray Beach, Fl +2 | Affiliated broker-dealer or bank to another | Feb 23, 2026 over 11 d |
| 3 | Truist Advisory Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Lynchburg, Va | Affiliated broker-dealer or bank to another | Jan 9, 2026 |
| 2 | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Norfolk, Va +1 | Affiliated broker-dealer or bank to another | Nov 10, 2025 |
| 5 | Truist Advisory Services, Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Winchester, Va | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2025 |
| 3 | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Alexandria, Va +1 | Affiliated broker-dealer or bank to another | Sep 18, 2025 over 1 d |
| 2 | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Lilburn, Ga +1 | Affiliated broker-dealer or bank to another | Sep 17, 2025 |
| 2 | Truist Advisory Services, Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | St Simons, Ga +1 | Affiliated broker-dealer or bank to another | Sep 17, 2025 |
| 3 | Truist Advisory Services, Inc. BD affiliated | Sanctuary Advisors, LLC BD affiliated | Fort Worth, Tx | Affiliated broker-dealer or bank to another | Aug 5, 2025 |
| 2 | Truist Advisory Services, Inc. BD affiliated | Tru Independence Asset Management, LLC independent RIA | Atlanta, Ga | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2025 |
| 2 | Truist Advisory Services, Inc. BD affiliated | Beacon Trust independent RIA | Princeton, Nj | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2025 over 8 d |
| 3 | Truist Advisory Services, Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Richmond, Va | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2025 |
| 2 | Truist Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Flt Lauderdale, Fl +1 | Affiliated broker-dealer or bank to wirehouse | Mar 14, 2025 over 3 d |
| 3 | Truist Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Peachtree City, Ga | Affiliated broker-dealer or bank to another | Mar 10, 2025 |
| 3 | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Atlanta, Ga +1 | Affiliated broker-dealer or bank to another | Mar 6, 2025 |
| 2 | Truist Advisory Services, Inc. BD affiliated | Aria Wealth Partners no RAUM | Charlottesville, Va | Affiliated broker-dealer or bank to a newly registered adviser | Jan 22, 2025 over 7 d |
| 2 | Truist Advisory Services, Inc. BD affiliated | Davenport & Company LLC BD affiliated | Staunton, Va | Affiliated broker-dealer or bank to another | Jan 17, 2025 |
| 2 | Truist Advisory Services, Inc. BD affiliated | Bryn Mawr Trust Advisors, LLC independent RIA | Kings Of Prussia, Pa +1 | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2024 |
| 2 | Truist Advisory Services, Inc. BD affiliated | Sanctuary Advisors, LLC BD affiliated | Coral Gables, Fl | Affiliated broker-dealer or bank to another | Nov 19, 2024 |
| 2 | Truist Advisory Services, Inc. BD affiliated | Davenport & Company LLC BD affiliated | Stauton, Va +1 | Affiliated broker-dealer or bank to another | Nov 6, 2024 |
| 2 | Truist Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Orlando, Fl | Affiliated broker-dealer or bank to wirehouse | Oct 21, 2024 over 4 d |
| 2 | Truist Advisory Services, Inc. BD affiliated | Davenport & Company LLC BD affiliated | Harrisonburg, Va +1 | Affiliated broker-dealer or bank to another | Oct 8, 2024 |
| 2 | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Arlington, Va +1 | Affiliated broker-dealer or bank to another | Sep 11, 2024 over 5 d |
| 3 | Truist Advisory Services, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Dallas, Tx | Affiliated broker-dealer or bank to another | Aug 30, 2024 over 5 d |
| 3 | Truist Advisory Services, Inc. BD affiliated | Fifth Third Wealth Advisors LLC bank affiliated | Winstonsalem, Nc +1 | Other | Aug 20, 2024 over 8 d |
| 6 | Truist Advisory Services, Inc. BD affiliated | Hb Wealth independent RIA | Tampa, Fl | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2024 over 14 d |
| 2 | Truist Advisory Services, Inc. BD affiliated | Cary Street Partners BD affiliated | Tampa, Fl | Affiliated broker-dealer or bank to another | Jul 2, 2024 over 1 d |
| 6 | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Mclean, Va +1 | Affiliated broker-dealer or bank to another | Jun 20, 2024 |
| 4 | Truist Advisory Services, Inc. BD affiliated | Equitable Advisors, LLC national BD | Roanoke, Va +1 | Affiliated broker-dealer or bank to another | May 28, 2024 |
| 8 | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Ponte Vedra Beach, Fl +3 | Affiliated broker-dealer or bank to another | May 17, 2024 over 12 d |
| 2 | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Nashville, Tn | Affiliated broker-dealer or bank to another | May 10, 2024 |
| 2 | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Columbia, Md | Affiliated broker-dealer or bank to another | May 10, 2024 |
| 2 | Truist Advisory Services, Inc. BD affiliated | Fifth Third Wealth Advisors LLC bank affiliated | Dallas, Tx | Other | Apr 26, 2024 over 14 d |
| 3 | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Hickory, Nc | Affiliated broker-dealer or bank to another | Mar 27, 2024 over 1 d |
| 2 | Truist Advisory Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Columbus, Ga +1 | Affiliated broker-dealer or bank to wirehouse | Mar 19, 2024 over 6 d |
| 2 | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Ponte Vedra Beach, Fl +1 | Affiliated broker-dealer or bank to another | Mar 15, 2024 over 3 d |
| 9 | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Richmond, Va | Affiliated broker-dealer or bank to another | Feb 2, 2024 over 3 d |
| 2 | Truist Advisory Services, Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Fayetteville, Nc | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2024 |
| 4 | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Wilmington, Nc | Affiliated broker-dealer or bank to another | Jan 5, 2024 over 5 d |
| 2 | Truist Advisory Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Atlanta, Ga | Affiliated broker-dealer or bank to another | Dec 15, 2023 |
| 3 | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Charlotte, Nc | Affiliated broker-dealer or bank to another | Dec 6, 2023 over 12 d |
| 5 | Truist Advisory Services, Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Wilmington, Nc | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2023 over 2 d |
| 2 | Truist Advisory Services, Inc. BD affiliated | Advice And Planning Services BD affiliated | Greenville, Nc +1 | Affiliated broker-dealer or bank to another | Oct 10, 2023 over 9 d |
| 2 | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Raleigh, Nc +1 | Affiliated broker-dealer or bank to another | Oct 10, 2023 |
| 3 | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Sarasota, Fl +2 | Affiliated broker-dealer or bank to another | Sep 29, 2023 over 11 d |
| 2 | Truist Advisory Services, Inc. BD affiliated | Hb Wealth independent RIA | Atlanta, Ga | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2023 |
| 2 | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Boca Raton, Fl +1 | Affiliated broker-dealer or bank to wirehouse | Aug 11, 2023 over 11 d |
| 3 | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Mt Pleasant, Sc +1 | Affiliated broker-dealer or bank to another | Jul 12, 2023 |
| 5 | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Winter Park, Fl | Affiliated broker-dealer or bank to another | Jun 23, 2023 |
| 2 | Truist Advisory Services, Inc. BD affiliated | Newedge Advisors BD affiliated | St Simons Island, Ga | Affiliated broker-dealer or bank to another | May 16, 2023 over 1 d |
| 3 | Truist Advisory Services, Inc. BD affiliated | Cary Street Partners BD affiliated | Greenville, Sc | Affiliated broker-dealer or bank to another | Apr 26, 2023 over 1 d |
| 3 | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Blacksburg, Va +1 | Affiliated broker-dealer or bank to another | Feb 2, 2023 |
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158 teams match.derived from registration dates