DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Northwestern Mutual Investment Services,LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
3	Northwestern Mutual Investment Services,LLC no RAUM	Onepoint Bfg Wealth Partners independent RIA	Tampa, Fl	Other	Aug 25, 2026 over 14 d
2	Northwestern Mutual Investment Services,LLC no RAUM	Cwm, LLC BD affiliated	Atlanta, Ga	Other	Aug 17, 2026 over 3 d
3	Northwestern Mutual Investment Services,LLC no RAUM	LPL Financial LLC BD affiliated	Seattle, Wa	Other	May 18, 2026
2	Northwestern Mutual Investment Services,LLC no RAUM	Onepoint Bfg Wealth Partners independent RIA	Orlando, Fl	Other	Apr 7, 2026
3	Northwestern Mutual Investment Services,LLC no RAUM	Composition Wealth, LLC independent RIA	Tacoma, Wa +1	Other	Mar 16, 2026
4	Northwestern Mutual Investment Services,LLC no RAUM	Onepoint Bfg Wealth Partners independent RIA	Minneapolis, Mn	Other	Feb 3, 2026 over 7 d
7	Northwestern Mutual Investment Services,LLC no RAUM	Mariner Independent independent RIA	Baton Rouge, La	Other	Jan 5, 2026 over 8 d
2	Northwestern Mutual Investment Services,LLC no RAUM	MML Investors Services, LLC BD affiliated	Knoxville, Tn	Other	Dec 31, 2025
3	Northwestern Mutual Investment Services,LLC no RAUM	Onepoint Bfg Wealth Partners independent RIA	Lombard, Il	Other	Oct 20, 2025 over 3 d
3	Northwestern Mutual Investment Services,LLC no RAUM	Altura Wealth Advisors no RAUM	Virginia Bch, Va	Other	Sep 30, 2025 over 1 d
2	Northwestern Mutual Investment Services,LLC no RAUM	LPL Financial LLC BD affiliated	Albany, Ny +1	Other	Sep 15, 2025 over 4 d
2	Northwestern Mutual Investment Services,LLC no RAUM	Cetera Investment Advisers LLC BD affiliated	Sandpoint, Id	Other	Sep 2, 2025
6	Northwestern Mutual Investment Services,LLC no RAUM	Cetera Investment Advisers LLC BD affiliated	Seattle, Wa +1	Other	Aug 29, 2025 over 4 d
2	Northwestern Mutual Investment Services,LLC no RAUM	Sowell Management independent RIA	Conway, Ar +1	Other	Jul 23, 2025 over 7 d
2	Northwestern Mutual Investment Services,LLC no RAUM	Perspective Wealth Advisors no RAUM	Fort Collins, Co +1	Other	Sep 9, 2024
2	Northwestern Mutual Investment Services,LLC no RAUM	Raymond James Financial Services Advisors, Inc BD affiliated	Lakewood, Co +1	Other	Aug 14, 2024 over 5 d
2	Northwestern Mutual Investment Services,LLC no RAUM	LPL Financial LLC BD affiliated	Bloomington, Mn	Other	May 28, 2024 over 1 d
2	Northwestern Mutual Investment Services,LLC no RAUM	Bruce Wood Capital, LLC state registered	Milwaukee, Wi	Other	Apr 16, 2024
2	Northwestern Mutual Investment Services,LLC no RAUM	Great Valley Advisor Group, LLC independent RIA	Minneapolis, Mn	Other	Sep 25, 2023 over 4 d
2	Northwestern Mutual Investment Services,LLC no RAUM	MML Investors Services, LLC BD affiliated	Washington, Dc	Other	Apr 11, 2023
2	Northwestern Mutual Investment Services,LLC no RAUM	Power Financial Partners, LLC no RAUM	Tampa, Fl	Other	Feb 11, 2023 over 6 d
3	Northwestern Mutual Investment Services,LLC no RAUM	Noble Wealth Management P.B.C. no RAUM	Denver, Co	Other	Oct 5, 2022 over 12 d
2	Northwestern Mutual Investment Services,LLC no RAUM	Raymond James Financial Services Advisors, Inc BD affiliated	Colorado Spgs, Co	Other	Sep 29, 2022 over 4 d
2	Northwestern Mutual Investment Services,LLC no RAUM	LPL Financial LLC independent RIA	Pittsburgh, Pa +1	Other	Jun 15, 2022
2	Northwestern Mutual Investment Services,LLC no RAUM	Wealth Science Advisors LLC no RAUM	Alpharetta, Ga	Other	Jun 14, 2022
2	Northwestern Mutual Investment Services,LLC no RAUM	Onepoint Bfg Wealth Partners no RAUM	Troy, Mi	Other	Mar 28, 2022 over 1 d
3	Northwestern Mutual Investment Services,LLC no RAUM	Onepoint Bfg Wealth Partners no RAUM	Richmond, Va	Other	Jan 24, 2022
3	Northwestern Mutual Investment Services,LLC no RAUM	LPL Financial LLC BD affiliated	Anaheim, Ca	Other	Sep 7, 2021 over 1 d
2	Northwestern Mutual Investment Services,LLC no RAUM	Securian Financial Services, Inc. BD affiliated	Middleton, Wi	Other	Jun 15, 2021
3	Northwestern Mutual Investment Services,LLC no RAUM	Consilio Wealth Advisors, LLC no RAUM	Seattle, Wa	Other	Jun 14, 2021
2	Northwestern Mutual Investment Services,LLC no RAUM	Raymond James Financial Services Advisors, Inc BD affiliated	Richmond, Va	Other	Mar 2, 2021
2	Northwestern Mutual Investment Services,LLC no RAUM	LPL Financial LLC BD affiliated	Virginia Bch, Va	Other	Feb 1, 2021
2	Northwestern Mutual Investment Services,LLC no RAUM	MML Investors Services, LLC BD affiliated	Stamford, Ct	Other	Dec 17, 2020
3	Northwestern Mutual Investment Services,LLC no RAUM	Instrumental Wealth, LLC no RAUM	Tampa, Fl	Other	Oct 23, 2020
2	Northwestern Mutual Investment Services,LLC no RAUM	Leverty Financial Group, LLC no RAUM	Golden Valley, Mn +1	Other	Sep 16, 2020
3	Northwestern Mutual Investment Services,LLC no RAUM	LPL Financial LLC BD affiliated	San Diego, Ca	Other	Jul 24, 2020
3	Northwestern Mutual Investment Services,LLC no RAUM	Ewa, LLC no RAUM	Pittsburgh, Pa +1	Other	Jun 2, 2020
3	Northwestern Mutual Investment Services,LLC no RAUM	Raymond James Financial Services Advisors, Inc BD affiliated	Dallas, Tx	Other	Mar 5, 2020
2	Northwestern Mutual Investment Services,LLC no RAUM	Cetera Investment Advisers LLC BD affiliated	San Francisco, Ca +1	Other	Feb 6, 2020 over 7 d
2	Northwestern Mutual Investment Services,LLC no RAUM	Unique Wealth, LLC no RAUM	Tampa, Fl	Other	Dec 11, 2019
2	Northwestern Mutual Investment Services,LLC no RAUM	LPL Financial LLC BD affiliated	Seattle, Wa	Other	Dec 9, 2019
2	Northwestern Mutual Investment Services,LLC no RAUM	LPL Financial LLC BD affiliated	Clayton, Mo	Other	Nov 25, 2019 over 1 d
2	Northwestern Mutual Investment Services,LLC no RAUM	LPL Financial LLC BD affiliated	Ellicott City, Md	Other	Nov 20, 2019
2	Northwestern Mutual Investment Services,LLC no RAUM	Liberty Forge LLC no RAUM	Boston, Ma +1	Other	Nov 18, 2019
3	Northwestern Mutual Investment Services,LLC no RAUM	Raymond James Financial Services Advisors, Inc BD affiliated	Latham, Ny	Other	Sep 27, 2019
2	Northwestern Mutual Investment Services,LLC no RAUM	Wells Fargo Advisors wirehouse	Golden Valley, Mn	Other	Jun 7, 2019
2	Northwestern Mutual Investment Services,LLC no RAUM	High Note Wealth, LLC no RAUM	Deephaven, Mn	Other	Dec 31, 2018
3	Northwestern Mutual Investment Services,LLC no RAUM	Commonwealth Financial Network national BD	Norfolk, Ne +2	Other	Dec 4, 2018
4	Northwestern Mutual Investment Services,LLC no RAUM	Avaii Wealth Management, LLC no RAUM	Appleton, Wi	Other	Sep 6, 2018
2	Northwestern Mutual Investment Services,LLC no RAUM	Securities America Advisors, Inc. BD affiliated	Beaver Dam, Wi +1	Other	Aug 16, 2018 over 1 d
2	Northwestern Mutual Investment Services,LLC no RAUM	Boyd Wealth Management, LLC no RAUM	Sacramento, Ca	Other	May 17, 2018
3	Northwestern Mutual Investment Services,LLC no RAUM	Commonwealth Financial Network national BD	San Francisco, Ca	Other	Mar 20, 2018
4	Northwestern Mutual Investment Services,LLC no RAUM	Apollon Wealth Management, LLC no RAUM	Charleston, Sc	Other	Mar 5, 2018 over 11 d
2	Northwestern Mutual Investment Services,LLC no RAUM	MML Investors Services, LLC other	New York, Ny	Other	Dec 22, 2017
2	Northwestern Mutual Investment Services,LLC no RAUM	56 Capital Partners, Ltd independent RIA	Colorado Spgs, Co	Other	Dec 5, 2017
3	Northwestern Mutual Investment Services,LLC no RAUM	Commonwealth Financial Network national BD	Princeton, Nj	Other	Apr 7, 2017
3	Northwestern Mutual Investment Services,LLC no RAUM	Newedge Advisors other	San Antonio, Tx	Other	Sep 14, 2016
2	Northwestern Mutual Investment Services,LLC no RAUM	Cambridge Investment Research Advisors, Inc. other	Metairie, La +1	Other	Sep 14, 2016
2	Northwestern Mutual Investment Services,LLC no RAUM	Private Advisor Group, LLC other	Sherwood, Oh +1	Other	Sep 14, 2016
2	Northwestern Mutual Investment Services,LLC no RAUM	MML Investors Services, LLC other	Grand Rapids, Mi	Other	Sep 14, 2016

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69 teams match.derived from registration dates