DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from V••• F•••••••• A•••••••• I••• to V••• R••••••••• A•••••••• L••
Not a lift-out: both firms report V••• Holdings Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Hunter L Penland | Danville, Ca | Mar 9, 2021 | Jul 14, 2023 |
| Micheal Scott Penland | Danville, Ca | Mar 9, 2021 | Jul 14, 2023 |
The rule
- Registrations ended
- Mar 9, 2021
- Registered next
- Jul 14, 2023
- Branch state
- CA
- Cities
- 1, most in Danville, Ca
- Registered there that day
- 1,218 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- One enterprise because
- both firms report V••• Holdings Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape