DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor teams
Teams that left Voya Financial Advisors, Inc.
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Voya Financial Advisors, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Tampa, Fl | Affiliated broker-dealer or bank to another | Dec 31, 2022 |
| 4 | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Redlands, Ca | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2022 |
| 2 | Voya Financial Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Fayetteville, Ny +1 | Affiliated broker-dealer or bank to another | Mar 22, 2022 |
| 2 | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Holland, Mi | Affiliated broker-dealer or bank to another | Jan 20, 2022 over 8 d |
| 4 | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Tucson, Az +2 | Affiliated broker-dealer or bank to another | Nov 29, 2021 |
| 2 | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Holland, Mi | Affiliated broker-dealer or bank to another | Nov 2, 2021 |
| 3 | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Grand Rapids, Mi | Affiliated broker-dealer or bank to another | Aug 17, 2021 |
| 49 | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Windsor, Ct | Affiliated broker-dealer or bank to another | Jun 9, 2021 over 5 d |
| 10 | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Maple Grove, Mn +3 | Affiliated broker-dealer or bank to another | Jun 9, 2021 |
| 9 | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Toledo, Oh +2 | Affiliated broker-dealer or bank to another | Jun 9, 2021 |
| 7 | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Wexford, Pa +4 | Affiliated broker-dealer or bank to another | Jun 9, 2021 |
| 5 | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Greenville, Sc +2 | Affiliated broker-dealer or bank to another | Jun 9, 2021 |
| 5 | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Braintree, Ma +1 | Affiliated broker-dealer or bank to another | Jun 9, 2021 |
| 4 | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Mountlake Terrace, Wa +1 | Affiliated broker-dealer or bank to another | Jun 9, 2021 |
| 3 | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Norman, Ok +1 | Affiliated broker-dealer or bank to another | Jun 9, 2021 |
| 2 | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Midvale, Ut | Affiliated broker-dealer or bank to another | Jun 9, 2021 |
| 2 | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Norwalk, Ia +1 | Affiliated broker-dealer or bank to another | Jun 9, 2021 |
| 2 | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Wichita, Ks +1 | Affiliated broker-dealer or bank to another | Jun 9, 2021 |
| 2 | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Severna Park, Md | Affiliated broker-dealer or bank to another | Jun 9, 2021 |
| 2 | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Marinette, Wi | Affiliated broker-dealer or bank to another | Jun 9, 2021 |
| 2 | Voya Financial Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Scottsdale, Az | Affiliated broker-dealer or bank to another | Jun 4, 2021 |
| 3 | Voya Financial Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Lacrosse, Wi | Affiliated broker-dealer or bank to another | May 18, 2021 over 1 d |
| 2 | Voya Financial Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Richboro, Pa | Affiliated broker-dealer or bank to another | May 18, 2021 |
| 2 | Voya Financial Advisors, Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Woburn, Ma +1 | Affiliated broker-dealer or bank to another | Apr 26, 2021 over 8 d |
| 2 | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Montvale, Nj +1 | Affiliated broker-dealer or bank to another | Apr 26, 2021 |
| 2 | Voya Financial Advisors, Inc. BD affiliated | Fiduciary Financial Planning Network independent RIA | Lacrosse, Wi | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2021 over 11 d |
| 2 | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | West Des Moines, Ia | Affiliated broker-dealer or bank to another | Nov 2, 2020 |
| 4 | Voya Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Cookeville, Tn | Affiliated broker-dealer or bank to another | Sep 8, 2020 over 9 d |
| 2 | Voya Financial Advisors, Inc. BD affiliated | The Ameriflex Group independent RIA | Tucson, Az | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2020 |
| 3 | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Ellicott City, Md +1 | Affiliated broker-dealer or bank to another | Jul 24, 2020 |
| 4 | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Northville, Mi +1 | Affiliated broker-dealer or bank to another | Jun 29, 2020 over 3 d |
| 3 | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Austin, Tx +1 | Affiliated broker-dealer or bank to another | Jun 26, 2020 over 11 d |
| 2 | Voya Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Chattanooga, Tn | Affiliated broker-dealer or bank to another | Jun 26, 2020 over 5 d |
| 2 | Voya Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Clinton, Mo | Affiliated broker-dealer or bank to another | Jun 15, 2020 |
| 3 | Voya Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Greenville, Sc | Affiliated broker-dealer or bank to another | Jun 11, 2020 over 1 d |
| 3 | Voya Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Nevada, Ia +1 | Affiliated broker-dealer or bank to another | Jun 8, 2020 over 7 d |
| 3 | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Marinette, Wi | Affiliated broker-dealer or bank to another | Jun 8, 2020 over 9 d |
| 3 | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Greenville, Sc | Affiliated broker-dealer or bank to another | Jun 3, 2020 |
| 33 | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Des Moines, Ia +6 | Affiliated broker-dealer or bank to another | May 11, 2020 over 56 d |
| 2 | Voya Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Overland Park, Ks | Affiliated broker-dealer or bank to another | May 11, 2020 |
| 4 | Voya Financial Advisors, Inc. BD affiliated | The Ameriflex Group independent RIA | Midvale, Ut | Affiliated broker-dealer or bank to independent RIA | May 4, 2020 |
| 2 | Voya Financial Advisors, Inc. BD affiliated | Summit Financial Group Inc BD affiliated | Bridgewater, Nj | Affiliated broker-dealer or bank to another | Apr 1, 2020 |
| 2 | Voya Financial Advisors, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Greenville, Sc | Affiliated broker-dealer or bank to another | Feb 26, 2020 over 9 d |
| 2 | Voya Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Braintree, Ma | Affiliated broker-dealer or bank to another | Oct 18, 2019 over 14 d |
| 3 | Voya Financial Advisors, Inc. BD affiliated | Carter Financial Group, Inc. independent RIA | Brooklyn Park, Mn | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2019 over 3 d |
| 2 | Voya Financial Advisors, Inc. BD affiliated | Nwf Advisory Services Inc independent RIA | Denver, Co | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2019 |
| 2 | Voya Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC institutional | Windsor, Ct | Other | Aug 29, 2019 over 14 d |
| 2 | Voya Financial Advisors, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Tampa, Fl +1 | Affiliated broker-dealer or bank to another | May 21, 2019 over 1 d |
| 3 | Voya Financial Advisors, Inc. BD affiliated | Santander Securities BD affiliated | Braintree, Ma | Affiliated broker-dealer or bank to another | Apr 3, 2019 |
| 2 | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Saginaw, Mi | Affiliated broker-dealer or bank to another | Feb 4, 2019 |
| 3 | Voya Financial Advisors, Inc. BD affiliated | USA Financial Securities LLC independent RIA | Bridgeport, Wv | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2018 |
| 2 | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Tampa, Fl | Affiliated broker-dealer or bank to another | Jul 19, 2018 |
| 2 | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Oak Creek, Wi +1 | Affiliated broker-dealer or bank to another | Jul 19, 2018 |
| 3 | Voya Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Northfield, Mn +1 | Affiliated broker-dealer or bank to another | May 1, 2018 |
| 3 | Voya Financial Advisors, Inc. other | Cwm, LLC independent RIA | Willmar, Mn +2 | Other | Jan 29, 2018 |
| 2 | Voya Financial Advisors, Inc. other | Midwest Financial Partners other | St Cloud, Mn | Other | Dec 31, 2017 |
| 3 | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Sheboygan Falls, Wi +1 | Other | Nov 7, 2017 |
| 2 | Voya Financial Advisors, Inc. other | Nwf Advisory Services Inc other | Laguna Niguel, Ca +1 | Other | Sep 29, 2017 over 3 d |
| 3 | Voya Financial Advisors, Inc. other | Commonwealth Financial Network national BD | Windsor, Ct +1 | Other | Aug 9, 2017 over 1 d |
| 2 | Voya Financial Advisors, Inc. other | Gwn Securities Inc. other | Fort Lauderdale, Fl | Other | Jun 27, 2017 |
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76 teams match.derived from registration dates