DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

L••• M•••• R•••••••

C•••••• B••••• A•••••••independent RIAMilford, CtIA-onlyIAPD 4487373

Certified Financial Planner

Feed of 09/14/2026

Also filed as L••• M•••• Bacik

At current firm

1 y

since Jan 27, 2025

In the industry

24 y

since Mar 7, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• B••••• A••••••• independent RIA current
since Jan 27, 2025 · Milford, Ct
T••••••••• W•••••• L•• former
Jun 8, 2018 to Jan 28, 2025 · Milford, Ct
B•••••• other
Sep 15, 2014 to Jun 8, 2018 · Darien, Ct
O••••••••• • C•• I••• BD affiliated
Jan 19, 2011 to Sep 15, 2014 · Stamford, Ct
O•••• F•• I••• former
Jan 1, 2011 to Jan 19, 2011 · Southport, Ct
U••• F•••••••• A••••••• former
May 10, 2010 to Dec 31, 2010
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to May 10, 2010 · Southport, Ct
A• G• E•••••• • S•••• I••• unclassified
Apr 19, 2002 to Jan 1, 2008 · Southport, Ct

Moves

a registration end followed by a registration begin elsewhere

T••••••••• W•••••• L•• to C•••••• B••••• A•••••••
left Jan 28, 2025, registered Jan 27, 2025 (-1 days) · RIA to RIA · moved with a team
B•••••• to T••••••••• W•••••• L••
left Jun 8, 2018, registered Jun 8, 2018 (0 days) · RIA to a newly registered adviser · moved with a team
O••••••••• • C•• I••• to B••••••
left Sep 15, 2014, registered Sep 15, 2014 (0 days) · Other
O•••• F•• I••• to O••••••••• • C•• I•••
left Jan 19, 2011, registered Jan 19, 2011 (0 days) · Other
U••• F•••••••• A••••••• to O•••• F•• I•••
left Dec 31, 2010, registered Jan 1, 2011 (1 days) · Other
W•••• F•••• A••••••• to U••• F•••••••• A•••••••
left May 10, 2010, registered May 10, 2010 (0 days) · Other
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

L••• M•••• R••••••• left T••••••••• W•••••• L•• for C•••••• B••••• A••••••• (registered 2025-01-27)
Jan 28, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address