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Channel change (one enterprise)

9 advisors moved from J••• M••••• S••••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••

Not a lift-out: both firms report Jpm••••• Chase Holdings Llc as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.

wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Mark M. BeatiniNew York, NyAug 3, 2020Jul 31, 2020
Andrew Richard DamatoNew York, NyAug 5, 2020Jul 31, 2020
Joseph Luis DuarteNew York, NyAug 5, 2020Sep 15, 2020
Andrew Peter GallagherNew York, NyAug 6, 2020Jul 31, 2020
Christopher Clark GatesNew York, NyAug 6, 2020Jul 31, 2020
John D MulliganNew York, NyAug 6, 2020Jul 31, 2020
Kathleen StephensNew York, NyAug 6, 2020Jul 31, 2020
Adam Jordan ZipperNew York, NyAug 10, 2020Jul 31, 2020
Eugene RoytmanNew York, NyAug 10, 2020Oct 6, 2022
The rule
Registrations ended
Aug 3, 2020 to Aug 10, 2020
Registered next
Jul 31, 2020 to Oct 6, 2022
Branch state
NY
Cities
1, most in New York, Ny
Registered there that day
5,513 (people still on IAPD; an estimate)
Share of that headcount
0.2%
One enterprise because
both firms report Jpm••••• Chase Holdings Llc as a 75%+ owner on Schedule A around the move
Succession by the destination
none on the tape
Other teams out of J••• M••••• S••••••••• L••Other teams into J••• M••••• P•••••• W••••• A••••••• L••