J••••• L••• D•••••

• M••••• S•••••• wirehouse current
  since Apr 3, 2023 · New York, Ny
• J••• M••••• P•••••• W••••• A••••••• L•• former
  Sep 15, 2020 to May 1, 2023 · New York, Ny
• J••• M••••• S••••••••• L•• wirehouse
  Sep 21, 2011 to Aug 5, 2020 · New York, Ny

• J••• M••••• P•••••• W••••• A••••••• L•• to M••••• S••••••
  left May 1, 2023, registered Apr 3, 2023 (-28 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• J••• M••••• S••••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••
  left Aug 5, 2020, registered Sep 15, 2020 (41 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

• J••••• L••• D••••• left J••• M••••• P•••••• W••••• A••••••• L•• for M••••• S•••••• (registered 2023-04-03)
  May 1, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address