DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Channel change (one enterprise)
5 advisors moved from J••• M••••• S••••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••
Not a lift-out: both firms report Jpm••••• Chase Holdings Llc as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Michael J. Valentin | Brooklyn, Ny | Oct 28, 2022 | Oct 26, 2022 |
| Christopher Barrett Wren | New York, Ny | Nov 6, 2022 | Nov 4, 2022 |
| Christopher William Walters | White Plains, Ny | Nov 6, 2022 | Nov 4, 2022 |
| Connor Douglas Tienken | White Plains, Ny | Nov 6, 2022 | Nov 4, 2022 |
| Marc Charles Koch | New York, Ny | Nov 6, 2022 | Nov 4, 2022 |
The rule
- Registrations ended
- Oct 28, 2022 to Nov 6, 2022
- Registered next
- Oct 26, 2022 to Nov 4, 2022
- Branch state
- NY
- Cities
- 2, most in New York, Ny
- Registered there that day
- 7,303 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- One enterprise because
- both firms report Jpm••••• Chase Holdings Llc as a 75%+ owner on Schedule A around the move
- Succession by the destination
- a succession within a year (Oct 2, 2023), not necessarily this firm