C••••••••• B•••••• W•••

• M••••• S•••••• wirehouse current
  since Mar 30, 2023 · New York, Ny
• J••• M••••• P•••••• W••••• A••••••• L•• former
  Nov 4, 2022 to Apr 25, 2023 · New York, Ny
• J••• M••••• S••••••••• L•• wirehouse
  Jun 20, 2018 to Nov 6, 2022 · New York, Ny

• J••• M••••• P•••••• W••••• A••••••• L•• to M••••• S••••••
  left Apr 25, 2023, registered Mar 30, 2023 (-26 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• J••• M••••• S••••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••
  left Nov 6, 2022, registered Nov 4, 2022 (-2 days) · channel change inside one enterprise, not a move · moved with a team

• ••• Locked
  Apr 25, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address