RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Bfc Planning, Inc.
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Bfc Planning, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Cedar Rapids, Ia | Affiliated broker-dealer or bank to another | Jul 28, 2026 |
| 2 | Bfc Planning, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Dixon, Il | Affiliated broker-dealer or bank to another | Sep 16, 2025 |
| 2 | Bfc Planning, Inc. BD affiliated | Dfs Advisory no RAUM | Cedar Rapids, Ia | Affiliated broker-dealer or bank to a newly registered adviser | Jul 3, 2023 |
| 2 | Bfc Planning, Inc. BD affiliated | Integrity Alliance, LLC independent RIA | Denver, Co | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2022 over 4 d |
| 2 | Bfc Planning, Inc. BD affiliated | LPL Financial LLC independent RIA | Cedar Rapids, Ia | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2022 |
| 2 | Bfc Planning, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Cedar Rapids, Ia | Affiliated broker-dealer or bank to another | Mar 23, 2022 |
| 3 | Bfc Planning, Inc. BD affiliated | Strategic Blueprint, LLC independent RIA | Cedar Rapids, Ia | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2019 over 3 d |
| 3 | Bfc Planning, Inc. BD affiliated | Dynamic independent RIA | Cedar Rapids, Ia | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2018 |
| 2 | Bfc Planning, Inc. other | Promontory Financial Planning, LLC independent RIA | Cedar Rapids, Ia | Other | Sep 27, 2017 |
| 2 | Bfc Planning, Inc. other | Osaic Wealth, Inc. other | Cedar Rapids, Ia | Other | Jun 20, 2016 |