RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left First Citizens Asset Management, Inc
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | First Citizens Asset Management, Inc mixed wealth | First Citizens Investor Services, Inc. BD affiliated | Sumter, Sc | RIA to affiliated broker-dealer or bank | Feb 27, 2026 over 11 d |
| 3 | First Citizens Asset Management, Inc mixed wealth | Svb Wealth independent RIA | Boston, Ma | RIA to RIA | Dec 31, 2025 |
| 3 | First Citizens Asset Management, Inc independent RIA | First Citizens Investor Services, Inc. BD affiliated | Myrtle Beach, Sc +2 | RIA to affiliated broker-dealer or bank | Nov 24, 2020 over 13 d |
| 2 | First Citizens Asset Management, Inc other | First Citizens Investor Services, Inc. other | Raleigh, Nc | Other | Dec 31, 2017 |