RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Kovack Advisors, Inc.
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Kovack Advisors, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Aberdeen, Sd | Affiliated broker-dealer or bank to another | Jul 16, 2026 over 1 d |
| 2 | Kovack Advisors, Inc. BD affiliated | Independent Financial Partners BD affiliated | Clearwater, Fl | Affiliated broker-dealer or bank to another | Feb 24, 2026 |
| 2 | Kovack Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Scottsboro, Al | Affiliated broker-dealer or bank to another | Feb 10, 2026 |
| 2 | Kovack Advisors, Inc. BD affiliated | Fernandez Wealth Management state registered | Ft Lauderdale, Fl +1 | Affiliated broker-dealer or bank to a state-registered adviser | Sep 19, 2025 |
| 2 | Kovack Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Sarasota, Fl +1 | Affiliated broker-dealer or bank to another | Apr 29, 2025 over 3 d |
| 2 | Kovack Advisors, Inc. BD affiliated | Scipio Financial LLC state registered | Summerville, Sc | Affiliated broker-dealer or bank to a state-registered adviser | Apr 14, 2025 over 1 d |
| 2 | Kovack Advisors, Inc. BD affiliated | Independent Financial Partners BD affiliated | Ft Lauderdale, Fl +1 | Affiliated broker-dealer or bank to another | Sep 9, 2022 |
| 2 | Kovack Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Boynton Beach, Fl | Affiliated broker-dealer or bank to another | Mar 8, 2022 |
| 3 | Kovack Advisors, Inc. BD affiliated | Pursuit Wealth Managment LLC no RAUM | Ft Lauderdale, Fl +1 | Affiliated broker-dealer or bank to a newly registered adviser | Jun 22, 2020 |
| 2 | Kovack Advisors, Inc. other | Kelly Capital Group, LLC state registered | Ft Lauderdale, Fl | Other | Jun 30, 2017 |