RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Allegis Investment Advisors, LLC
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Allegis Investment Advisors, LLC independent RIA | Cottonwood Asset Management LLC state registered | Salt Lake City, Ut | RIA to a state-registered adviser | Aug 13, 2018 |
| 2 | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | South Jordan, Ut | RIA to RIA | Jul 12, 2018 over 8 d |
| 4 | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | Idaho Falls, Id | RIA to RIA | Jun 28, 2018 over 21 d |
| 2 | Allegis Investment Advisors, LLC independent RIA | Capita Financial Network, LLC independent RIA | Idaho Falls, Id | RIA to RIA | Jun 15, 2018 |
| 8 | Allegis Investment Advisors, LLC independent RIA | Ars Investment Advisors, Inc. no RAUM | Idaho Falls, Id +1 | RIA to a newly registered adviser | Jun 14, 2018 over 14 d |
| 4 | Allegis Investment Advisors, LLC independent RIA | Ars Investment Advisors, Inc. no RAUM | South Jordan, Ut +2 | RIA to a newly registered adviser | Jun 14, 2018 over 14 d |
| 2 | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | South Jordan, Ut | RIA to RIA | May 4, 2018 over 6 d |
| 9 | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | Idaho Falls, Id | RIA to RIA | Apr 25, 2018 over 22 d |
| 12 | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | Idaho Falls, Id +1 | RIA to RIA | Mar 21, 2018 over 16 d |
| 2 | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | Orem, Ut | RIA to RIA | Mar 21, 2018 |
| 4 | Allegis Investment Advisors, LLC other | Adams Wealth Advisors other | Idaho Falls, Id | Other | Oct 2, 2017 |
| 3 | Allegis Investment Advisors, LLC other | Townsquare Capital, LLC other | Idaho Falls, Id | Other | Oct 2, 2017 over 4 d |