RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Arvest Wealth Management
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Arvest Wealth Management independent RIA | Cetera Investment Advisers LLC BD affiliated | Russellville, Ar +1 | RIA to affiliated broker-dealer or bank | Oct 25, 2024 |
| 3 | Arvest Wealth Management independent RIA | Legacy Capital Wealth Partners, LLC independent RIA | Bentonville, Ar | RIA to RIA | Mar 20, 2023 |
| 2 | Arvest Wealth Management independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Lowell, Ar +1 | RIA to wirehouse | May 10, 2021 over 1 d |
| 4 | Arvest Wealth Management BD affiliated | Raymond James & Associates, Inc. national BD | Fayetteville, Ar | Affiliated broker-dealer or bank to another | Apr 24, 2019 |
| 3 | Arvest Wealth Management BD affiliated | Sowell Management independent RIA | Springdale, Ar +1 | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2019 |
| 2 | Arvest Wealth Management BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Fayetteville, Ar +1 | Affiliated broker-dealer or bank to another | Jun 11, 2018 |