DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that joined Eversource Wealth Advisors, LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

AdvisorsFromToBranchTypeLeft
2Alpha Principle, LLC independent RIAEversource Wealth Advisors, LLC independent RIAEnglewood, CoRIA to RIASep 25, 2025
2Brs Financial LLC independent RIAEversource Wealth Advisors, LLC independent RIALittle Rock, ArRIA to RIANov 25, 2024
4Commonwealth Financial Network national BDEversource Wealth Advisors, LLC independent RIAFairfax, VaAffiliated broker-dealer or bank to independent RIAMar 8, 2024
over 3 d
2Raymond James Financial Services Advisors, Inc BD affiliatedEversource Wealth Advisors, LLC independent RIAGreen Valley, AzAffiliated broker-dealer or bank to independent RIASep 6, 2023
2Securian Financial Services, Inc. independent RIAEversource Wealth Advisors, LLC independent RIAJacksonville, FlRIA to RIAJun 6, 2023
over 1 d
2Equitable Advisors, LLC national BDEversource Wealth Advisors, LLC independent RIAScottsdale, AzAffiliated broker-dealer or bank to independent RIAOct 18, 2022
2Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEversource Wealth Advisors, LLC independent RIABirmingham, AlWirehouse to independent RIAMay 3, 2021
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7 teams match.derived from registration dates