DFX Intelligence

Data Factory

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

BNY MELLON ETF INVESTMENT ADVISER, LLC

CRD 306148

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0022b3d8-55c1-6a59-6c4d-d07bccae0995

Data as of Jul 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 20
On other graphs: 0
Observed: Oct 18, 2019 to Jul 17, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=2.0
Regulatory AUM: $11BItem 5.F on the latest filing (2026-07-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $11B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 13
Individual clients: 0
High net worth clients: 0
SEC number: 801-117653
CIK: 1984029
CRD: 306148
Filings on the tape: 21
First filed: Oct 18, 2019
Latest filed: Jul 17, 2026
Organised: Limited Liability Company, DE
Website: bny.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BNY MELLON IHC, LLC	Shareholder	E	yes	10/2019	Oct 18, 2019	Nov 26, 2024
DIPETRILLO, DAVID, JOHN	CHIEF EXECUTIVE OFFICER & MANAGER	Na	yes	01/2024	Oct 15, 2020	Nov 26, 2024
MBC INVESTMENTS CORPORATION	Shareholder	E	yes	10/2019	Mar 31, 2022	Nov 26, 2024
Oomen, Matthew, John	Manager	Na	yes	03/2021	Mar 25, 2021	Nov 26, 2024
PIERCE, STEPHANIE, MILLER	Manager	Na	yes	01/2024	Oct 18, 2019	Nov 26, 2024
SQUILLACE, JOHN	CHIEF COMPLIANCE OFFICER	Na	yes	05/2024	Jun 17, 2024	Nov 26, 2024
THE BANK OF NEW YORK MELLON CORPORATION	Shareholder	E	yes	04/2017	Oct 18, 2019	Nov 26, 2024
Becker, Gareth	CHIEF FINANCIAL OFFICER	Na	no	09/2024	Nov 26, 2024	Nov 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 51

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MELLON INVESTMENTS CORPORATION	n/a	Asset manager	$874B	N	yes	n/a
BNY MELLON INVESTMENT ADVISER, INC.	n/a	Asset manager	$419B	N	yes	n/a
INSIGHT NORTH AMERICA LLC	n/a	Other adviser	$171B	N	yes	n/a
WALTER SCOTT & PARTNERS LIMITED	n/a	Other adviser	$67B	N	yes	n/a
NEWTON INVESTMENT MANAGEMENT NORTH AMERICA LLC	n/a	Asset manager	$59B	N	yes	n/a
NEWTON INVESTMENT MANAGEMENT LTD	n/a	Asset manager	$42B	N	yes	n/a
BNY MELLON ADVISORS, INC.	n/a	Bank affiliated wealth	$33B	N	yes	n/a
BNY MELLON INVESTMENT MANAGEMENT JAPAN LIMITED	n/a	Former SEC adviser	$32B	N	yes	n/a
BNY MELLON SECURITIES CORPORATION	n/a	Other adviser	$8.4B	N	yes	n/a
INSIGHT INVESTMENT INTERNATIONAL LIMITED	n/a	Former SEC adviser	$3.0B	N	yes	n/a
ARX INVESTIMENTOS LTDA	n/a	Former SEC adviser	$1.9B	N	yes	n/a
MELLON HEDGE ADVISORS, LLC	n/a	Former SEC adviser	$0	N	yes	n/a
BNY MELLON ALOCACAO DE PATRIMONIO LTDA	n/a	n/a	n/a	N	yes	n/a
BNY MELLON ASSET MANAGEMENT CANADA LTD	n/a	n/a	n/a	N	yes	n/a
BNY MELLON BANCO S.A.	n/a	n/a	n/a	N	yes	n/a
BNY MELLON CAPITAL MARKETS, LLC	n/a	n/a	n/a	N	yes	n/a
BNY MELLON FUND MANAGEMENT (LUXEMBOURG) S.A.	n/a	n/a	n/a	N	yes	n/a
BNY MELLON FUND MANAGERS LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON IM KOREA LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON IM TAIWAN SECURITIES INVESTMENT CONSULTING CO., LTD	n/a	n/a	n/a	N	yes	n/a
BNY MELLON INTERNATIONAL MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON INVESTMENT MANAGEMENT (SHANGHAI) LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON INVESTMENT SERVICING TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
BNY MELLON NATIONAL ASSOCIATION	n/a	n/a	n/a	N	yes	n/a
BNY MELLON SERVICOS FINANCEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A.	n/a	n/a	n/a	N	yes	n/a
BNY MELLON TRUST COMPANY OF ILLINOIS	n/a	n/a	n/a	N	yes	n/a
BNY MELLON TRUST OF DELAWARE	n/a	n/a	n/a	N	yes	n/a
CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY	n/a	n/a	n/a	N	yes	n/a
CIBC MELLON TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
INSIGHT INVESTMENT AUSTRALIA PTY LIMITED	n/a	n/a	n/a	N	yes	n/a
INSIGHT INVESTMENT FUNDS MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LIMITED	n/a	n/a	n/a	N	yes	n/a
INSIGHT INVESTMENT MANAGEMENT EUROPE LIMITED	n/a	n/a	n/a	N	yes	n/a
NEWTON INVESTMENT MANAGEMENT JAPAN LTD.	n/a	n/a	n/a	N	yes	n/a
PERSHING (CHANNEL ISLANDS) LIMITED	n/a	n/a	n/a	N	yes	n/a
PERSHING ADVISOR SOLUTIONS LLC	n/a	n/a	n/a	N	yes	n/a
PERSHING LIMITED	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 7 of 9

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$11B	$11B	3	2	2	n/a	n/a
2024	Mar 27, 2025	$7.2B	$7.2B	3	2	2	n/a	n/a
2023	Mar 29, 2024	$6.0B	$6.0B	3	2	1	n/a	n/a
2022	Mar 31, 2023	$1.4B	$1.4B	5	2	1	n/a	n/a
2021	Mar 31, 2022	$1.3B	$1.3B	6	2	1	n/a	n/a
2020	Mar 25, 2021	$498M	$498M	5	2	1	n/a	n/a
2019	Mar 6, 2020	$200M	$200M	2	1	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$11B	$7.2B	53.1%	$1.4B	100.0%	3	3	2	2

Relationships

Affiliated with (25)

← NEWTON INVESTMENT MANAGEMENT LTDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ BNY MELLON INVESTMENT ADVISER, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
→ MELLON INVESTMENTS CORPORATIONRegistered adviserother investment adviser, bank, common control
factForm ADV
→ BNY MELLON ADVISORS, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
→ INSIGHT INVESTMENTRegistered adviserother investment adviser, bank, common control
factForm ADV
→ NEWTON INVESTMENT MANAGEMENT LTDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ WALTER SCOTT & PARTNERS LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ MELLON HEDGE ADVISORSRegistered adviserother investment adviser, bank, common control
factForm ADV
→ INSIGHT INVESTMENTRegistered adviserother investment adviser, bank, common control
factForm ADV
→ ARX INVESTIMENTOS LTDARegistered adviserother investment adviser, bank, common control
factForm ADV
→ BNY MELLON INVESTMENT MANAGEMENT JAPAN LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ BNY MELLON SECURITIES CORPORATIONRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ NEWTON INVESTMENT MANAGEMENT NORTH AMERICARegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← BNY MELLON INVESTMENT ADVISER, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
← BNY MELLON SECURITIES CORPORATIONRegistered adviserother investment adviser, bank, common control
factForm ADV
← INSIGHT INVESTMENTRegistered adviserother investment adviser, common control
factForm ADV
← NEWTON INVESTMENT MANAGEMENT NORTH AMERICARegistered adviserother investment adviser, bank, common control
factForm ADV
← BNY MELLON ADVISORS, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
← MELLON INVESTMENTS CORPORATIONRegistered adviserother investment adviser, bank, custodian, common control
factForm ADV
← WALTER SCOTT & PARTNERS LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← MELLON HEDGE ADVISORSRegistered adviserother investment adviser, bank, common control
factForm ADV
← INSIGHT INVESTMENTRegistered adviserother investment adviser, common control
factForm ADV
← BNY MELLON INVESTOR SOLUTIONS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← BNY MELLON INVESTMENT MANAGEMENT JAPAN LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← BNY MELLON INVESTMENT MANAGEMENT CAYMAN LTDRegistered adviserother investment adviser, common control
factForm ADV

Controls (7)

← PIERCE, STEPHANIE, MILLEROwnerMANAGER, ownership code NA, individual
Oct 18, 2019 to Nov 26, 2024factForm ADV
← DIPETRILLO, DAVID, JOHNOwnerCHIEF EXECUTIVE OFFICER & MANAGER, ownership code NA, individual
Oct 15, 2020 to Nov 26, 2024factForm ADV
← SQUILLACE, JOHNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 17, 2024 to Nov 26, 2024factForm ADV
← Oomen, Matthew, JohnOwnerMANAGER, ownership code NA, individual
Mar 25, 2021 to Nov 26, 2024factForm ADV
← BNY MELLON IHC, LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Oct 18, 2019 to Nov 26, 2024factForm ADV
← MBC INVESTMENTS CORPORATIONOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 31, 2022 to Nov 26, 2024factForm ADV
← THE BANK OF NEW YORK MELLON CORPORATIONOwnerSHAREHOLDER, ownership code E, domestic entity
Oct 18, 2019 to Nov 26, 2024factForm ADV

Owns (1)

← Becker, GarethOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Nov 26, 2024 to Nov 26, 2024factForm ADV

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
Bny Mellon Etf Investment Adviser, Llc reported RAUM $11.1B, up 53% from $7.2B (2026-01-02 to 2026-03-30)
Form ADVobserved 6 days ago
$3.8B
Occurred
Nov 26, 2024
Control person left
Giuliette Drake (Chief Financial Officer) no longer on Schedule A of Bny Mellon Etf Investment Adviser, Llc (listed 2024-06-17, absent 2024-11-26)
Form ADVobserved 6 days ago
Occurred
Jun 17, 2024
Control person joined
John Squillace (Chief Compliance Officer) appeared on Schedule A of Bny Mellon Etf Investment Adviser, Llc
Form ADVobserved 6 days ago
Occurred
Jun 17, 2024
Control person left
Sergey Natalya Zelensky (Chief Compliance Officer) no longer on Schedule A of Bny Mellon Etf Investment Adviser, Llc (listed 2024-03-29, absent 2024-06-17)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2024
Regulatory AUM changed
Bny Mellon Etf Investment Adviser, Llc reported RAUM $6.0B, up 330% from $1.4B (2024-02-27 to 2024-03-29)
Form ADVobserved 6 days ago
$4.6B
Occurred
Feb 27, 2024
Control person joined
Miller Stephanie Pierce (Manager) appeared on Schedule A of Bny Mellon Etf Investment Adviser, Llc
Form ADVobserved 6 days ago
Occurred
Feb 27, 2024
Control person left
Chase Erica Fotta (Chief Operating Officer) no longer on Schedule A of Bny Mellon Etf Investment Adviser, Llc (listed 2023-03-31, absent 2024-02-27)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Bny Mellon Etf Investment Adviser, Llc reported RAUM $1.3B, up 154% from $497.8M (2021-12-17 to 2022-03-31)
Form ADVobserved 6 days ago
$766M
Occurred
Dec 17, 2021
Control person joined
Giuliette Drake (Chief Financial Officer) appeared on Schedule A of Bny Mellon Etf Investment Adviser, Llc
Form ADVobserved 6 days ago
Occurred
Dec 17, 2021
Control person left
Webb Parker Wertz (Chief Financial Officer) no longer on Schedule A of Bny Mellon Etf Investment Adviser, Llc (listed 2021-08-04, absent 2021-12-17)
Form ADVobserved 6 days ago
Occurred
Aug 4, 2021
Control person left
Jennifer Cassedy (Chief Compliance Officer) no longer on Schedule A of Bny Mellon Etf Investment Adviser, Llc (listed 2021-03-25, absent 2021-08-04)
Form ADVobserved 6 days ago
Occurred
Aug 4, 2021
Control person joined
Sergey Natalya Zelensky (Chief Compliance Officer) appeared on Schedule A of Bny Mellon Etf Investment Adviser, Llc
Form ADVobserved 6 days ago
Occurred
Aug 4, 2021
Control person joined
Chase Erica Fotta (Chief Operating Officer) appeared on Schedule A of Bny Mellon Etf Investment Adviser, Llc
Form ADVobserved 6 days ago
Occurred
Mar 25, 2021
Regulatory AUM changed
Bny Mellon Etf Investment Adviser, Llc reported RAUM $497.8M, up 149% from $200.0M (2020-10-15 to 2021-03-25)
Form ADVobserved 6 days ago
$298M
Occurred
Mar 25, 2021
Control person left
Michelle Renee Laroche-Morris (Manager) no longer on Schedule A of Bny Mellon Etf Investment Adviser, Llc (listed 2020-10-15, absent 2021-03-25)
Form ADVobserved 6 days ago
Occurred
Mar 25, 2021
Control person joined
John Matthew Oomen (Manager) appeared on Schedule A of Bny Mellon Etf Investment Adviser, Llc
Form ADVobserved 6 days ago
Occurred
Oct 15, 2020
Control person left
Evan Mitchell Harris (Manager) no longer on Schedule A of Bny Mellon Etf Investment Adviser, Llc (listed 2020-07-13, absent 2020-10-15)
Form ADVobserved 6 days ago
Occurred
Oct 15, 2020
Control person joined
Michelle Renee Laroche-Morris (Manager) appeared on Schedule A of Bny Mellon Etf Investment Adviser, Llc
Form ADVobserved 6 days ago
Occurred
Oct 15, 2020
Control person joined
John David Dipetrillo (Manager) appeared on Schedule A of Bny Mellon Etf Investment Adviser, Llc
Form ADVobserved 6 days ago
Occurred
Oct 18, 2019
First Form ADV filing
Bny Mellon Etf Investment Adviser filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0022b3d8-55c1-6a59-6c4d-d07bccae0995
First observed: Oct 18, 2019
Last observed: Jul 17, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BNY MELLON ETF INVESTMENT ADVISER, LLC

CRD 306148

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0022b3d8-55c1-6a59-6c4d-d07bccae0995

Data as of Jul 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:12 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BNY MELLON IHC, LLC

Shareholder

yes

10/2019

Oct 18, 2019

Nov 26, 2024

DIPETRILLO, DAVID, JOHN

CHIEF EXECUTIVE OFFICER & MANAGER

yes

01/2024

Oct 15, 2020

Nov 26, 2024

MBC INVESTMENTS CORPORATION

Shareholder

yes

10/2019

Mar 31, 2022

Nov 26, 2024

Oomen, Matthew, John

Manager

yes

03/2021

Mar 25, 2021

Nov 26, 2024

PIERCE, STEPHANIE, MILLER

Manager

yes

01/2024

Oct 18, 2019

Nov 26, 2024

SQUILLACE, JOHN

CHIEF COMPLIANCE OFFICER

yes

05/2024

Jun 17, 2024

Nov 26, 2024

THE BANK OF NEW YORK MELLON CORPORATION

Shareholder

yes

04/2017

Oct 18, 2019

Nov 26, 2024

Becker, Gareth

CHIEF FINANCIAL OFFICER

09/2024

Nov 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MELLON INVESTMENTS CORPORATION

n/a

Asset manager

$874B

yes

n/a

BNY MELLON INVESTMENT ADVISER, INC.

n/a

Asset manager

$419B

yes

n/a

INSIGHT NORTH AMERICA LLC

n/a

Other adviser

$171B

yes

n/a

WALTER SCOTT & PARTNERS LIMITED

n/a

Other adviser

$67B

yes

n/a

NEWTON INVESTMENT MANAGEMENT NORTH AMERICA LLC

n/a

Asset manager

$59B

yes

n/a

NEWTON INVESTMENT MANAGEMENT LTD

n/a

Asset manager

$42B

yes

n/a

BNY MELLON ADVISORS, INC.

n/a

Bank affiliated wealth

$33B

yes

n/a

BNY MELLON INVESTMENT MANAGEMENT JAPAN LIMITED

n/a

Former SEC adviser

$32B

yes

n/a

BNY MELLON SECURITIES CORPORATION

n/a

Other adviser

$8.4B

yes

n/a

INSIGHT INVESTMENT INTERNATIONAL LIMITED

n/a

Former SEC adviser

$3.0B

yes

n/a

ARX INVESTIMENTOS LTDA

n/a

Former SEC adviser

$1.9B

yes

n/a

MELLON HEDGE ADVISORS, LLC

n/a

Former SEC adviser

yes

n/a

BNY MELLON ALOCACAO DE PATRIMONIO LTDA

n/a

yes

n/a

BNY MELLON ASSET MANAGEMENT CANADA LTD

n/a

yes

n/a

BNY MELLON BANCO S.A.

n/a

yes

n/a

BNY MELLON CAPITAL MARKETS, LLC

n/a

yes

n/a

BNY MELLON FUND MANAGEMENT (LUXEMBOURG) S.A.

n/a

yes

n/a

BNY MELLON FUND MANAGERS LIMITED

n/a

yes

n/a

BNY MELLON IM KOREA LIMITED

n/a

yes

n/a

BNY MELLON IM TAIWAN SECURITIES INVESTMENT CONSULTING CO., LTD

n/a

yes

n/a

BNY MELLON INTERNATIONAL MANAGEMENT LIMITED

n/a

yes

n/a

BNY MELLON INVESTMENT MANAGEMENT (SHANGHAI) LIMITED

n/a

yes

n/a

BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED

n/a

yes

n/a

BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITED

n/a

yes

n/a

BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITED

n/a

yes

n/a

BNY MELLON INVESTMENT SERVICING TRUST COMPANY

n/a

yes

n/a

BNY MELLON NATIONAL ASSOCIATION

n/a

yes

n/a

BNY MELLON SERVICOS FINANCEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A.

n/a

yes

n/a

BNY MELLON TRUST COMPANY OF ILLINOIS

n/a

yes

n/a

BNY MELLON TRUST OF DELAWARE

n/a

yes

n/a

CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY

n/a

yes

n/a

CIBC MELLON TRUST COMPANY

n/a

yes

n/a

INSIGHT INVESTMENT AUSTRALIA PTY LIMITED

n/a

yes

n/a

INSIGHT INVESTMENT FUNDS MANAGEMENT LIMITED

n/a

yes

n/a

INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LIMITED

n/a

yes

n/a

INSIGHT INVESTMENT MANAGEMENT EUROPE LIMITED

n/a

yes

n/a

NEWTON INVESTMENT MANAGEMENT JAPAN LTD.

n/a

yes

n/a

PERSHING (CHANNEL ISLANDS) LIMITED

n/a

yes

n/a

PERSHING ADVISOR SOLUTIONS LLC

n/a

yes

n/a

PERSHING LIMITED

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$11B

n/a

2024

Mar 27, 2025

$7.2B

n/a

2023

Mar 29, 2024

$6.0B

n/a

2022

Mar 31, 2023

$1.4B

n/a

2021

Mar 31, 2022

$1.3B

n/a

2020

Mar 25, 2021

$498M

n/a

2019

Mar 6, 2020

$200M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$11B

$7.2B

53.1%

$1.4B

100.0%