DFX Intelligence

W••••• S•••• • P••••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserOther adviserSEC registeredRAUM 10b 100b

W••••• S•••• • P••••••• L••••••

CRD 112161

EDINBURGH

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Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 66
Dated events: 18
On other graphs: 0
Observed: Dec 16, 2011 to Mar 30, 2026
48 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.45 institutional_share=0.47 related_bd=true related_bank=true bd_reps=3.0
Regulatory AUM: $67B••• Locked
Discretionary RAUM: $67B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $67Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W••••• G•••• S••••	n/a	Edinburgh	21	43	1	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W••••• S•••• E•••••• G••••• F••• L••	Other Private Fund	$25.0M	Apr 8, 2014	2	Mar 30, 2012	dropped	021-1462406
W••••• S•••• I••••••••• F••• F•• C••••••••• R•••••••• T••••• L••	Other Private Fund	$14.6M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•• M••••• I••• L••	Owner	E	yes	04/2017	Jul 17, 2018	Aug 12, 2024
B•• M••••• I••••••••• A•••• M••••••••• G•••• L••••••	Owner	E	yes	02/2013	Dec 16, 2011	Aug 12, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••• I••••••••• C•••••••••	n/a	Asset manager	$874B	N	yes	n/a
B•• M••••• I••••••••• A••••••• I•••	n/a	Asset manager	$419B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Edinburgh	n/a	United Kingdom	20	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$67B	$78B	-14.7%	$75B	-4.0%	162	159	1	1

Relationships

Affiliated with (44)

← B•• M••••• I••••••••• A••••••• I•••Registered adviserother investment adviser, bank, common control
factForm ADV
← M••••• I••••••••• C•••••••••Registered adviserother investment adviser, bank, common control
factForm ADV
← N••••• I••••••••• M••••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
← B•• M••••• E•• I••••••••• A••••••• L••Registered adviser

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 28, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 28, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 9, 2023
Control person joined
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 16, 2011
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 17 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
O••••••• J••• P•••	Director	Na	yes	02/2023	Mar 30, 2023	Aug 12, 2024
P•••••• S••••••• N••••	Director	Na	yes	06/2020	Mar 26, 2021	Aug 12, 2024
S••••• B••••••• L••••••	COMPANY SECRETARY	Na	yes	01/2024	Mar 28, 2024	Aug 12, 2024
S••••• H••••••• ••••	Director	Na	yes	12/2020	Mar 26, 2021	Aug 12, 2024
S••••••• T•••••	EXECUTIVE DIRECTOR - GOVERNANCE AND OPERATIONS	Na	yes	11/2023	Nov 9, 2023	Aug 12, 2024
T•• B••• O• N•• Y••• M••••• C•••••••••	Owner	E	yes	10/1998	Dec 16, 2011	Aug 12, 2024
W•••• R••••••• W••••••	Director	Na	yes	02/2023	Mar 30, 2023	Aug 12, 2024

All 40 rows

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•• I••••••••• L•••	n/a	Former SEC adviser	$1.9B	N	yes	n/a
M••••• H•••• A•••••••• L••	n/a	Former SEC adviser	$0	N	yes	n/a
B•• M••••• A••••••• D• P••••••••• L•••	n/a	n/a	n/a	N	yes	n/a
B•• M••••• A•••• M••••••••• C••••• L••••••	n/a	n/a	n/a	N	yes	n/a
B•• M••••• B•••• S•••	n/a	n/a	n/a	N	yes	n/a
B•• M••••• C•••••• M••••••• L••	n/a	n/a	n/a	N	yes	n/a
B•• M••••• F••• M••••••••• ••••••••• S•••	n/a	n/a	n/a	N	yes	n/a
B•• M••••• F••• M••••••• L••••••	n/a	n/a	n/a	N	yes	n/a
B•• M••••• I• K•••• L••••••	n/a	n/a	n/a	N	yes	n/a
B•• M••••• I••••••••• M••••••••• L••••••	n/a	n/a	n/a	N	yes	n/a
B•• M••••• I••••••••• M••••••••• ••••••••• L••••••	n/a	n/a	n/a	N	yes	n/a
B•• M••••• I••••••••• M••••••••• E••• L••••••	n/a	n/a	n/a	N	yes	n/a
B•• M••••• I••••••••• M••••••••• H••• K••• L••••••	n/a	n/a	n/a	N	yes	n/a
B•• M••••• I••••••••• M••••••••• S•••••••• P••• L••••••	n/a	n/a	n/a	N	yes	n/a
B•• M••••• N••••••• A•••••••••	n/a	n/a	n/a	N	yes	n/a
B•• M••••• S••••••• F••••••••• D••••••••• D• T•••••• E• V•••••• M••••••••• ••••• S•••	n/a	n/a	n/a	N	yes	n/a
B•• M••••• T•••• C•••••• O• I•••••••	n/a	n/a	n/a	N	yes	n/a
B•• M••••• T•••• O• D•••••••	n/a	n/a	n/a	N	yes	n/a
C••• M••••• G••••• S••••••••• S••••••• C••••••	n/a	n/a	n/a	N	yes	n/a
C••• M••••• T•••• C••••••	n/a	n/a	n/a	N	yes	n/a
I•••••• I••••••••• A•••••••• P•• L••••••	n/a	n/a	n/a	N	yes	n/a
I•••••• I••••••••• F•••• M••••••••• L••••••	n/a	n/a	n/a	N	yes	n/a
I•••••• I••••••••• M••••••••• ••••••• L••••••	n/a	n/a	n/a	N	yes	n/a
I•••••• I••••••••• M••••••••• E••••• L••••••	n/a	n/a	n/a	N	yes	n/a
P••••••• ••••••• I••••••• L••••••	n/a	n/a	n/a	N	yes	n/a
P••••••• A•••••• S•••••••• L••	n/a	n/a	n/a	N	yes	n/a
P••••••• L••••••	n/a	n/a	n/a	N	yes	n/a
P••••••• L••	n/a	n/a	n/a	N	yes	n/a
P••••••• S••••••••• C••••• L••••••	n/a	n/a	n/a	N	yes	n/a
P••••••• S••••••••• I••••••••• L••••••	n/a	n/a	n/a	N	yes	n/a

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$60B	$59B	101	32	n/a	n/a	n/a
2014	Mar 31, 2015	$70B	$68B	90	32	n/a	n/a	n/a
2013	Mar 31, 2014	$72B	$70B	87	36	n/a	10	$5.2B
2012	Apr 1, 2013	$60B	$58B	90	38	n/a	10	$3.9B
2011	Mar 30, 2012	$47B	$46B	n/a	n/a	n/a	10	$2.4B