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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

ARX INVESTIMENTOS LTDA

CRD 148403

RIO DE JANEIRO

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Search this name across graphsid dfx:ria:4f4db83a-a93d-2358-0bf7-04c6cbb24342

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 66
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2011 to Mar 30, 2016
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.9BItem 5.F on the latest filing (2016-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.9B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 38
Advisory employees: 16
Accounts: 77
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $63.6Mgross asset value as reported per fund; never fund size
SEC number: 801-69636
CRD: 148403
Filings on the tape: 15
First filed: Dec 23, 2011
Latest filed: Mar 30, 2016
Organised: Other (specify)

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BNY MELLON ARX BRAZIL FUND, SPC	Hedge Fund	$63.6M	Mar 30, 2016	50	Mar 30, 2012	reported	n/a
BNY MELLON ARX, SPC	Hedge Fund	$3.7M	Mar 30, 2012	4	Mar 30, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ABRY, GUILHERME, NASCIMENTO LEGEY	INVESTMENT RISK MANAGER - STATUTORY DIRECTOR	Na	yes	09/2013	Dec 23, 2011	Mar 30, 2016
DE MELO, JOSE ALBERTO, TOVAR BARRETO	Ceo	Na	yes	07/2013	Dec 23, 2011	Mar 30, 2016
GARCIA, BRUNO, DE GODOY	Cio	Na	yes	01/2008	Dec 23, 2011	Mar 30, 2016
MELLON INTERNATIONAL LIMITED	Shareholder	Na	yes	05/2008	Dec 23, 2011	Mar 30, 2016
REXWORTHY, CHRISTOPHER, DAVID	CHIEF COMPLIANCE OFFICER	Na	yes	07/2015	Jul 15, 2015	Mar 30, 2016
THE BANK OF NEW YORK MELLON CORPORATION	Shareholder	E	yes	05/2008	Dec 23, 2011	Mar 30, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 77

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MELLON CAPITAL MANAGEMENT CORPORATION	n/a	Asset manager	$874B	N	yes	n/a
THE DREYFUS CORPORATION	n/a	Asset manager	$419B	N	yes	n/a
PARETO NEW YORK LLC	n/a	Other adviser	$171B	N	yes	n/a
STANDISH MELLON ASSET MANAGEMENT COMPANY LLC	n/a	Former SEC adviser	$130B	N	yes	n/a
WALTER SCOTT & PARTNERS LIMITED	n/a	Other adviser	$67B	N	yes	n/a
NEWTON CAPITAL MANAGEMENT LTD	n/a	Asset manager	$42B	N	yes	n/a
LOCKWOOD ADVISORS INC	n/a	Bank affiliated wealth	$33B	N	yes	n/a
BNY MELLON ASSET MANAGEMENT JAPAN LIMITED	n/a	Former SEC adviser	$32B	N	yes	n/a
ALCENTRA LIMITED	n/a	Asset manager	$23B	N	yes	n/a
THE BOSTON COMPANY ASSET MANAGEMENT LLC	n/a	Former SEC adviser	$20B	N	yes	n/a
CUTWATER INVESTOR SERVICES CORP.	n/a	Former SEC adviser	$15B	N	yes	n/a
ALCENTRA NY, LLC	n/a	Asset manager	$14B	N	yes	n/a
BNY MELLON INVESTMENT MANAGEMENT CAYMAN LTD	n/a	Former SEC adviser	$10B	N	yes	n/a
MBSC SECURITIES CORPORATION	n/a	Other adviser	$8.4B	N	yes	n/a
CENTERSQUARE INVESTMENT MANAGEMENT, INC.	n/a	Former SEC adviser	$7.9B	N	yes	n/a
HEDGEMARK ADVISORS, LLC	n/a	Former SEC adviser	$7.1B	N	yes	n/a
PARETO INVESTMENT MANAGEMENT LIMITED	n/a	Former SEC adviser	$3.0B	N	yes	n/a
BNY INVESTMENT STRATEGY AND SOLUTIONS GROUP, LLC	n/a	Former SEC adviser	$853M	N	yes	n/a
EACM ADVISORS LLC	n/a	Former SEC adviser	$617M	N	yes	n/a
CENTERSQUARE INVESTMENT MANAGEMENT HOLDINGS, INC.	n/a	Former SEC adviser	$577M	N	yes	n/a
AMHERST CAPITAL MANAGEMENT LLC	n/a	Asset manager	$545M	N	yes	n/a
CUTWATER ASSET MANAGEMENT CORP.	n/a	Former SEC adviser	$423M	N	yes	n/a
STANDISH MELLON ASSET MANAGEMENT (UK) LIMITED	n/a	Former SEC adviser	$232M	N	yes	n/a
STANDISH MELLON ASSET MANAGEMENT (SINGAPORE) PTE. LIMITED	n/a	Former SEC adviser	$80.0M	N	yes	n/a
BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITED	n/a	Former SEC adviser	$78.5M	N	yes	n/a
MELLON HEDGE ADVISORS, LLC	n/a	Former SEC adviser	$0	N	yes	n/a
BNY MELLON ADMINISTRACAO DE ATIVOS LTDA	n/a	n/a	n/a	N	yes	n/a
BNY MELLON ALOCACAO DE PATRIMONIO LTDA	n/a	n/a	n/a	Y	yes	n/a
BNY MELLON ASSET MANAGEMENT CANADA LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON BANCO S.A.	n/a	n/a	n/a	N	yes	n/a
BNY MELLON CAPITAL MARKETS EMEA LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON CAPITAL MARKETS, LLC	n/a	n/a	n/a	N	yes	n/a
BNY MELLON FUND MANAGERS LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON GLOBAL MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON IM KOREA LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON INTERNATIONAL MANAGEMENT LIMITED	n/a	n/a	n/a	Y	yes	n/a
BNY MELLON INVESTMENT MANAGEMENT AUSTRALIA LIMITED	n/a	n/a	n/a	N	yes	n/a
BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED	n/a	n/a	n/a	Y	yes	n/a
BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITED	n/a	Former SEC adviser	n/a	N	yes	n/a
BNY MELLON MANAGED INVESTMENTS LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$1.9B	$1.9B	38	16	n/a	1	$63.6M
2014	Mar 31, 2015	$4.2B	$4.2B	42	17	n/a	1	$63.6M
2013	Mar 28, 2014	$6.1B	$6.1B	40	17	n/a	1	$63.6M
2012	Mar 28, 2013	$6.3B	$6.3B	39	15	n/a	1	$63.6M
2011	Mar 30, 2012	$5.5B	$5.5B	n/a	n/a	n/a	2	$67.3M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$1.9B	$4.2B	-53.4%	$6.3B	-32.6%	38	42	n/a	n/a

Relationships

Affiliated with (58)

← NEWTON INVESTMENT MANAGEMENT LTDRegistered adviserother investment adviser, bank, common control
factForm ADV
← BNY MELLON ETF INVESTMENT ADVISER, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← BNY MELLON INVESTMENT ADVISER, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
← BNY MELLON SECURITIES CORPORATIONRegistered adviserother investment adviser, bank, common control
factForm ADV
← INSIGHT INVESTMENTRegistered adviserother investment adviser, bank
factForm ADV
← NEWTON INVESTMENT MANAGEMENT NORTH AMERICARegistered adviserother investment adviser, bank, common control
factForm ADV
← MELLON INVESTMENTS CORPORATIONRegistered adviserother investment adviser, bank, common control
factForm ADV
← WALTER SCOTT & PARTNERS LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← MELLON HEDGE ADVISORSRegistered adviserother investment adviser, bank, common control
factForm ADV
← INSIGHT INVESTMENTRegistered adviserother investment adviser, bank, common control
factForm ADV
← BNY MELLON INVESTOR SOLUTIONS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← BNY MELLON INVESTMENT MANAGEMENT JAPAN LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← BNY MELLON INVESTMENT MANAGEMENT CAYMAN LTDRegistered adviserother investment adviser, bank, common control
factForm ADV
← EACM ADVISORS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← MELLON INVESTMENTS (UK) LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← THE BOSTON COMPANY ASSET MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← STANDISHRegistered adviserother investment adviser, bank, common control
factForm ADV
← HEDGEMARK ADVISORS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← CENTERSQUARE INVESTMENT MANAGEMENT HOLDINGS, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
← CENTERSQUARE INVESTMENT MANAGEMENT, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
← BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ THE BOSTON COMPANY ASSET MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ BNY MELLON INVESTMENT ADVISER, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
→ MELLON INVESTMENTS CORPORATIONRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ BNY MELLON ADVISORS, INC.Registered adviserother investment adviser, common control
factForm ADV
→ CENTERSQUARE INVESTMENT MANAGEMENT HOLDINGS, INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ INSIGHT INVESTMENTRegistered adviserother investment adviser, bank, common control
factForm ADV
→ INSIGHT INVESTMENTRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ CENTERSQUARE INVESTMENT MANAGEMENT, INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
and 28 more

Advises (2)

→ BNY MELLON ARX BRAZIL FUND, SPCPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ BNY MELLON ARX, SPCPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 30, 2012factForm ADV

Controls (6)

← ABRY, GUILHERME, NASCIMENTO LEGEYOwnerINVESTMENT RISK MANAGER - STATUTORY DIRECTOR, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← DE MELO, JOSE ALBERTO, TOVAR BARRETOOwnerCEO, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← GARCIA, BRUNO, DE GODOYOwnerCIO, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← REXWORTHY, CHRISTOPHER, DAVIDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 15, 2015 to presentfactForm ADV
← MELLON INTERNATIONAL LIMITEDOwnerSHAREHOLDER, ownership code NA, domestic entity
Dec 23, 2011 to presentfactForm ADV
← THE BANK OF NEW YORK MELLON CORPORATIONOwnerSHAREHOLDER, ownership code E, domestic entity
Dec 23, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4f4db83a-a93d-2358-0bf7-04c6cbb24342
First observed: Dec 23, 2011
Last observed: Mar 30, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARX INVESTIMENTOS LTDA

CRD 148403

RIO DE JANEIRO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4f4db83a-a93d-2358-0bf7-04c6cbb24342

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:47 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BNY MELLON ARX BRAZIL FUND, SPC

Hedge Fund

$63.6M

Mar 30, 2016

Mar 30, 2012

reported

n/a

BNY MELLON ARX, SPC

Hedge Fund

$3.7M

Mar 30, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ABRY, GUILHERME, NASCIMENTO LEGEY

INVESTMENT RISK MANAGER - STATUTORY DIRECTOR

yes

09/2013

Dec 23, 2011

Mar 30, 2016

DE MELO, JOSE ALBERTO, TOVAR BARRETO

Ceo

yes

07/2013

Dec 23, 2011

Mar 30, 2016

GARCIA, BRUNO, DE GODOY

Cio

yes

01/2008

Dec 23, 2011

Mar 30, 2016

MELLON INTERNATIONAL LIMITED

Shareholder

yes

05/2008

Dec 23, 2011

Mar 30, 2016

REXWORTHY, CHRISTOPHER, DAVID

CHIEF COMPLIANCE OFFICER

yes

07/2015

Jul 15, 2015

Mar 30, 2016

THE BANK OF NEW YORK MELLON CORPORATION

Shareholder

yes

05/2008

Dec 23, 2011

Mar 30, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MELLON CAPITAL MANAGEMENT CORPORATION

n/a

Asset manager

$874B

yes

n/a

THE DREYFUS CORPORATION

n/a

Asset manager

$419B

yes

n/a

PARETO NEW YORK LLC

n/a

Other adviser

$171B

yes

n/a

STANDISH MELLON ASSET MANAGEMENT COMPANY LLC

n/a

Former SEC adviser

$130B

yes

n/a

WALTER SCOTT & PARTNERS LIMITED

n/a

Other adviser

$67B

yes

n/a

NEWTON CAPITAL MANAGEMENT LTD

n/a

Asset manager

$42B

yes

n/a

LOCKWOOD ADVISORS INC

n/a

Bank affiliated wealth

$33B

yes

n/a

BNY MELLON ASSET MANAGEMENT JAPAN LIMITED

n/a

Former SEC adviser

$32B

yes

n/a

ALCENTRA LIMITED

n/a

Asset manager

$23B

yes

n/a

THE BOSTON COMPANY ASSET MANAGEMENT LLC

n/a

Former SEC adviser

$20B

yes

n/a

CUTWATER INVESTOR SERVICES CORP.

n/a

Former SEC adviser

$15B

yes

n/a

ALCENTRA NY, LLC

n/a

Asset manager

$14B

yes

n/a

BNY MELLON INVESTMENT MANAGEMENT CAYMAN LTD

n/a

Former SEC adviser

$10B

yes

n/a

MBSC SECURITIES CORPORATION

n/a

Other adviser

$8.4B

yes

n/a

CENTERSQUARE INVESTMENT MANAGEMENT, INC.

n/a

Former SEC adviser

$7.9B

yes

n/a

HEDGEMARK ADVISORS, LLC

n/a

Former SEC adviser

$7.1B

yes

n/a

PARETO INVESTMENT MANAGEMENT LIMITED

n/a

Former SEC adviser

$3.0B

yes

n/a

BNY INVESTMENT STRATEGY AND SOLUTIONS GROUP, LLC

n/a

Former SEC adviser

$853M

yes

n/a

EACM ADVISORS LLC

n/a

Former SEC adviser

$617M

yes

n/a

CENTERSQUARE INVESTMENT MANAGEMENT HOLDINGS, INC.

n/a

Former SEC adviser

$577M

yes

n/a

AMHERST CAPITAL MANAGEMENT LLC

n/a

Asset manager

$545M

yes

n/a

CUTWATER ASSET MANAGEMENT CORP.

n/a

Former SEC adviser

$423M

yes

n/a

STANDISH MELLON ASSET MANAGEMENT (UK) LIMITED

n/a

Former SEC adviser

$232M

yes

n/a

STANDISH MELLON ASSET MANAGEMENT (SINGAPORE) PTE. LIMITED

n/a

Former SEC adviser

$80.0M

yes

n/a

BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITED

n/a

Former SEC adviser

$78.5M

yes

n/a

MELLON HEDGE ADVISORS, LLC

n/a

Former SEC adviser

yes

n/a

BNY MELLON ADMINISTRACAO DE ATIVOS LTDA

n/a

yes

n/a

BNY MELLON ALOCACAO DE PATRIMONIO LTDA

n/a

yes

n/a

BNY MELLON ASSET MANAGEMENT CANADA LIMITED

n/a

yes

n/a

BNY MELLON BANCO S.A.

n/a

yes

n/a

BNY MELLON CAPITAL MARKETS EMEA LIMITED

n/a

yes

n/a

BNY MELLON CAPITAL MARKETS, LLC

n/a

yes

n/a

BNY MELLON FUND MANAGERS LIMITED

n/a

yes

n/a

BNY MELLON GLOBAL MANAGEMENT LIMITED

n/a

yes

n/a

BNY MELLON IM KOREA LIMITED

n/a

yes

n/a

BNY MELLON INTERNATIONAL MANAGEMENT LIMITED

n/a

yes

n/a

BNY MELLON INVESTMENT MANAGEMENT AUSTRALIA LIMITED

n/a

yes

n/a

BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED

n/a

yes

n/a

BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITED

n/a

Former SEC adviser

n/a

yes

n/a

BNY MELLON MANAGED INVESTMENTS LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 30, 2016

$1.9B

n/a

$63.6M

2014

Mar 31, 2015

$4.2B

n/a

$63.6M

2013

Mar 28, 2014

$6.1B

n/a

$63.6M

2012

Mar 28, 2013

$6.3B

n/a

$63.6M

2011

Mar 30, 2012

$5.5B

n/a

$67.3M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$1.9B

$4.2B

-53.4%

$6.3B

-32.6%

n/a